Nomura Global Alpha LLC

Nomura Global Alpha LLC, a DE Limited Liability Company, has three employees, all of whom provide advisory services. The firm has an undisclosed number of clients and is registered with the SEC, with its last reported status listed as approved on June 11, 2008.

• AMY JESSICA ROBLES

  TREASURER owns less than 5%

• NEIL ANTHONY DANIELE

  CHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY owns less than 5%

• NOMURA ASSET MANAGEMENT U.S.A. INC.

  MEMBER owns 75% or more

• SHALABH GARG

  CHIEF INVESTMENT OFFICER owns less than 5%

• YUICHI NOMOTO

  PRESIDENT owns less than 5%

• ZHENG LIU

  CHIEF ADMINISTRATIVE OFFICER owns less than 5%

• HIDEO KAJIWARA

  CHIEF INVESTMENT OFFICER owns less than 5%

• NOMURA ASSET MANAGEMENT CO., LTD.

  SHAREHOLDER owns 75% or more

• NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.)

  STOCKHOLDER owns 75% or more

• CITIBANK GLOBAL MARKETS INC.
  United States

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