OC Private Capital LLC

OC Private Capital, LLC, is a Limited Liability Company registered in Delaware. Although the number of clients served is unknown, the SEC has approved its status, with its registration dating back to November 16, 2017.

• ANDREW PETERS

  CHIEF RISK OFFICER owns less than 5%

• JOHN WILLIAM COLEMAN

  DIRECTOR AND CHAIRMAN owns less than 5%

• JUSTIN PLOUFFE

  DIRECTOR owns less than 5%

• KRISHNA KUMAR MEMANI

  DIRECTOR owns less than 5%

• M. TIMOTHY CORBETT

  DIRECTOR owns less than 5%

• MARK DAVID JENKINS

  DIRECTOR owns less than 5%

• OFI GLOBAL INSTITUTIONAL, INC.

  MEMBER owns more than 50% but less than 75%

• RICHARD LEE PHEGLEY

  CHIEF FINANCIAL OFFICER owns less than 5%

• ROHIT VOHRA

  CEO AND COO owns less than 5%

• STEPHEN CHRISTOPHER VOLPE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• THE CARLYLE GROUP

  MEMBER owns more than 25% but less than 50%

• CARLYLE GROUP MANAGEMENT L.L.C.

  GENERAL PARTNER

• CARLYLE HOLDINGS I GP INC.

  MEMBER owns 75% or more

• CARLYLE HOLDINGS I GP SUB L.L.C.

  GENERAL PARTNER

• CARLYLE HOLDINGS I, LP

  MEMBER owns 75% or more

• INVESCO ADVISERS, INC.

  SHAREHOLDER owns 75% or more

• INVESCO GROUP SERVICES, INC.

  SOLE SHAREHOLDER owns 75% or more

• INVESCO HOLDING COMPANY (US), INC.

  SOLE SHAREHOLDER owns 75% or more

• INVESCO HOLDING COMPANY LIMITED

  SOLE SHAREHOLDER owns 75% or more

• INVESCO LTD.

  SOLE SHAREHOLDER owns 75% or more

• OFI GLOBAL ASSET MANAGEMENT, INC.

  SOLE SHAREHOLDER owns 75% or more

• OPPENHEIMER ACQUISITION CORP (GATC)

  SHAREHOLDER owns 75% or more

• OPPENHEIMERFUNDS INC

  SHAREHOLDER owns 75% or more

• TC GROUP LLC

  MEMBER owns 75% or more

• THE CARLYLE GROUP, L.P.

  SHAREHOLDER owns 75% or more

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