Prelude Capital Management LLC
Legal Name: PRELUDE CAPITAL MANAGEMENT, LLC
437 MADISON AVE, 33RD FLOOR, NEW YORK, NY
Full Contact Details
Other Info
Prelude Capital Management LLC is legally known as PRELUDE CAPITAL MANAGEMENT, LLC. It is a DE Limited Liability Company. This firm has 39 employees, of which 11 are employees in advisory roles. The number of clients served by it is unknown. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Mar 30, 2012.
Direct Owners
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BRENDAN WALTER SULLIVAN
CHIEF OPERATING OFFICER owns less than 5%
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CISCO J DEL VALLE
MANAGING MEMBER owns more than 25% but less than 50%
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GAVIN SAITOWITZ
MANAGING MEMBER owns 75% or more
-
JACLYN S SOSA
CHIEF FINANCIAL OFFICER owns less than 5%
-
NICHOLAS ROY TOMASETTI
CHIEF COMPLIANCE OFFICER owns less than 5%
Prime Brokers
-
BNP PARIBAS PRIME BROKERAGE, INC.
United States -
GOLDMAN SACHS & CO. LLC
United States -
INTERACTIVE BROKERS LLC
United States -
J.P. MORGAN SECURITIES LLC
United States -
MORGAN STANLEY & CO. LLC
United States -
PERSHING LLC
United States -
SG AMERICAS SECURITIES, LLC
United States
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Top Holdings
Period of report:
Jun 30, 2019
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Effectiveness Date:
Aug 14, 2019
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