Rafferty Asset Management LLC
Legal Name: RAFFERTY ASSET MANAGEMENT, LLC
Full Contact Details
Other Info
Rafferty Asset Management LLC is legally known as RAFFERTY ASSET MANAGEMENT, LLC. It is a NY Limited Liability Company. This firm has 39 employees, of which 9 are employees in advisory roles. The number of clients served by it is unknown. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jun 25, 1997.
Direct Owners
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ANGELA MARY BRICKL
CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL owns less than 5%
-
BARBARA RAFFERTY GRAT
MEMBER owns more than 10% but less than 25%
-
DANIEL DILLON O'NEILL
MEMBER owns less than 5%
-
LAWRENCE COLIN RAFFERTY
CHAIRMAN owns less than 5%
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MINAKIAN PARTNERS, LLC
MEMBER owns more than 25% but less than 50%
-
PATRICK JAMES RUDNICK
CHIEF FINANCIAL OFFICER owns less than 5%
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RAFFERTY HOLDINGS LLC
MEMBER owns more than 25% but less than 50%
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ROBERT DAMIAN NESTOR
PRESIDENT owns less than 5%
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GST FBO KATHLEEN RAFFERTY HAY & HEIRS
MEMBER owns more than 5% but less than 10%
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GST FBO MICHAEL RAFFERTY & HEIRS
MEMBER owns more than 5% but less than 10%
Indirect Owners
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DANIEL DILLON O'NEILL
MEMBER owns 75% or more
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KATHLEEN RAFFERTY HAY
MEMBER owns more than 25% but less than 50%
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LAWRENCE COLIN RAFFERTY
MEMBER owns more than 25% but less than 50%
-
MICHAEL LAWRENCE RAFFERTY
MEMBER owns more than 25% but less than 50%
-
JOSEPH PAUL CIPOLLA
OFFICER
-
RAFFERTY SERVICING, INC.
NON-MEMBER MANAGER
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