Rafferty Asset Management LLC

Rafferty Asset Management LLC, a New York-based Limited Liability Company, has been successfully registered with the US Securities and Exchange Commission since June 1997. With a total of 39 staff members, including 9 advisory personnel, the firm has remained approved with the SEC to continue its financial advisory services. Although the exact number of clients served is unspecified, the company's stable status within the industry still maintains its position as a trusted name in financial management.

• ANGELA MARY BRICKL

  CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL owns less than 5%

• BARBARA RAFFERTY GRAT

  MEMBER owns more than 10% but less than 25%

• DANIEL DILLON O'NEILL

  MEMBER owns less than 5%

• LAWRENCE COLIN RAFFERTY

  CHAIRMAN owns less than 5%

• MINAKIAN PARTNERS, LLC

  MEMBER owns more than 25% but less than 50%

• PATRICK JAMES RUDNICK

  CHIEF FINANCIAL OFFICER owns less than 5%

• RAFFERTY HOLDINGS LLC

  MEMBER owns more than 25% but less than 50%

• ROBERT DAMIAN NESTOR

  PRESIDENT owns less than 5%

• GST FBO KATHLEEN RAFFERTY HAY & HEIRS

  MEMBER owns more than 5% but less than 10%

• GST FBO MICHAEL RAFFERTY & HEIRS

  MEMBER owns more than 5% but less than 10%

• DANIEL DILLON O'NEILL

  MEMBER owns 75% or more

• KATHLEEN RAFFERTY HAY

  MEMBER owns more than 25% but less than 50%

• LAWRENCE COLIN RAFFERTY

  MEMBER owns more than 25% but less than 50%

• MICHAEL LAWRENCE RAFFERTY

  MEMBER owns more than 25% but less than 50%

• JOSEPH PAUL CIPOLLA

  OFFICER

• RAFFERTY SERVICING, INC.

  NON-MEMBER MANAGER

• Intandem Capital Partners LLC
• Lionstone Capital Management LLC
• Krusen Capital Management LLC
• New Providence Asset Management LP
• Entrust Partners LLC
• Perennial Advisors LLC
• Piton Investment Management LP
• Paragon Outcomes Management LLC
• FAIR OAKS Capital US LP
• ACHIEVE PARTNERS MANAGEMENT, LLC

• Rafferty Asset Management's Q3 vs. Q4 2022 13F Holdings Comparison: A Comprehensive Analysis

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