RBC Capital Markets LLC
Legal Name: RBC CAPITAL MARKETS, LLC
Full Contact Details
RBC Capital Markets LLC
3 WORLD FINANCIAL CENTER, 200 VESEY ST., NEW YORK, NY
212-858-7000
866-756-5765
Other Info
Minnesota based company RBC Capital Markets, LLC, formerly known as RBC Capital Markets LLC, operates with a total workforce of 7576 employees, including 1847 employees in advisory positions, serving a portfolio of 732 clients. The company holds an SEC registration status of Approved, with a registration date of Jun 2, 1977.
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Direct Owners
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AHMED KACHENOURA
MD, HEAD GLOBAL EQUITY LINKED PRODUCTS owns less than 5%
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ANDREW CHRISTOPHER SMALL
SVP, CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. owns less than 5%
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BRETT LANE THORNE
HEAD, CORRESPONDENT AND ADVISOR SERVICES owns less than 5%
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DAVID CRAIG DOWNIE
MD, CHIEF RISK OFFICER, USA owns less than 5%
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EDWARD GRAY
INTERIM PRINCIPAL FINANCIAL OFFICER owns less than 5%
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JOHN CHRISTOPHER WALMSLEY
HEAD OF US CAPITAL MARKETS LAW GROUP owns less than 5%
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JOHN J THURLOW
MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHAIRMAN OF THE BOARD owns less than 5%
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JONATHAN YIN YU
NON-EMPLOYEE BOARD MEMBER owns less than 5%
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MATTHEW ROSS STOPNIK
CO-HEAD, US INVESTMENT BANKING & BOARD MEMBER owns less than 5%
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RBC USA HOLDCO CORPORATION
DIRECT OWNER owns 75% or more
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RYAN JOSEPH TAYLOR
CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. owns less than 5%
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THOMAS N MURPHY
MD, HEAD, US CM OPERATIONS owns less than 5%
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THOMAS STEVEN SAGISSOR
PRESIDENT OF RBC WEALTH MANAGEMENT, BOARD MEMBER owns less than 5%
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MARK PATRICK GORIUS
INTERIM USWM PRINCIPAL OPERATIONS OFFICER owns less than 5%
Indirect Owners
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RBC US GROUP HOLDINGS LLC
DIRECT OWNER owns 75% or more
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ROYAL BANK OF CANADA
ULTIMATE OWNER owns 75% or more