RBC Capital Markets LLC

Minnesota based company RBC Capital Markets, LLC, formerly known as RBC Capital Markets LLC, operates with a total workforce of 7576 employees, including 1847 employees in advisory positions, serving a portfolio of 732 clients. The company holds an SEC registration status of Approved, with a registration date of Jun 2, 1977.

• AHMED KACHENOURA

  MD, HEAD GLOBAL EQUITY LINKED PRODUCTS owns less than 5%

• ANDREW CHRISTOPHER SMALL

  SVP, CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. owns less than 5%

• BRETT LANE THORNE

  HEAD, CORRESPONDENT AND ADVISOR SERVICES owns less than 5%

• DAVID CRAIG DOWNIE

  MD, CHIEF RISK OFFICER, USA owns less than 5%

• EDWARD GRAY

  INTERIM PRINCIPAL FINANCIAL OFFICER owns less than 5%

• JOHN CHRISTOPHER WALMSLEY

  HEAD OF US CAPITAL MARKETS LAW GROUP owns less than 5%

• JOHN J THURLOW

  MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHAIRMAN OF THE BOARD owns less than 5%

• JONATHAN YIN YU

  NON-EMPLOYEE BOARD MEMBER owns less than 5%

• MATTHEW ROSS STOPNIK

  CO-HEAD, US INVESTMENT BANKING & BOARD MEMBER owns less than 5%

• RBC USA HOLDCO CORPORATION

  DIRECT OWNER owns 75% or more

• RYAN JOSEPH TAYLOR

  CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. owns less than 5%

• THOMAS N MURPHY

  MD, HEAD, US CM OPERATIONS owns less than 5%

• THOMAS STEVEN SAGISSOR

  PRESIDENT OF RBC WEALTH MANAGEMENT, BOARD MEMBER owns less than 5%

• MARK PATRICK GORIUS

  INTERIM USWM PRINCIPAL OPERATIONS OFFICER owns less than 5%

• RBC US GROUP HOLDINGS LLC

  DIRECT OWNER owns 75% or more

• ROYAL BANK OF CANADA

  ULTIMATE OWNER owns 75% or more

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