RBC Capital Markets LLC
Legal Name: RBC CAPITAL MARKETS, LLC
Full Contact Details
Other Info
RBC Capital Markets LLC is legally known as RBC CAPITAL MARKETS, LLC. It is a MN Limited Liability Company. This firm has 7576 employees, of which 1847 are employees in advisory roles. It serves 732 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jun 2, 1977.
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Direct Owners
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AHMED KACHENOURA
MD, HEAD GLOBAL EQUITY LINKED PRODUCTS owns less than 5%
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ANDREW CHRISTOPHER SMALL
SVP, CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. owns less than 5%
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BRETT LANE THORNE
HEAD, CORRESPONDENT AND ADVISOR SERVICES owns less than 5%
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DAVID CRAIG DOWNIE
MD, CHIEF RISK OFFICER, USA owns less than 5%
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EDWARD GRAY
INTERIM PRINCIPAL FINANCIAL OFFICER owns less than 5%
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JOHN CHRISTOPHER WALMSLEY
HEAD OF US CAPITAL MARKETS LAW GROUP owns less than 5%
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JOHN J THURLOW
MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHAIRMAN OF THE BOARD owns less than 5%
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JONATHAN YIN YU
NON-EMPLOYEE BOARD MEMBER owns less than 5%
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MATTHEW ROSS STOPNIK
CO-HEAD, US INVESTMENT BANKING & BOARD MEMBER owns less than 5%
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RBC USA HOLDCO CORPORATION
DIRECT OWNER owns 75% or more
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RYAN JOSEPH TAYLOR
CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. owns less than 5%
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THOMAS N MURPHY
MD, HEAD, US CM OPERATIONS owns less than 5%
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THOMAS STEVEN SAGISSOR
PRESIDENT OF RBC WEALTH MANAGEMENT, BOARD MEMBER owns less than 5%
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MARK PATRICK GORIUS
INTERIM USWM PRINCIPAL OPERATIONS OFFICER owns less than 5%
Indirect Owners
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RBC US GROUP HOLDINGS LLC
DIRECT OWNER owns 75% or more
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ROYAL BANK OF CANADA
ULTIMATE OWNER owns 75% or more