ROSS Sinclaire & Associates LLC

ROSS Sinclaire & Associates LLC, legally known as ROSS, SINCLAIRE & ASSOCIATES, LLC, is a Limited Liability Company based in Ohio. With 16 employees, 14 of which are in advisory roles, the firm's last reported SEC status was approved on September 13, 2013, though the number of clients served by it is currently unknown.

• ANDREW S WARNING

  CHIEF COMPLIANCE OFFICER owns less than 5%

• BEVERLY ANN KENNEDY

  ROP/ VICE PRESIDENT owns less than 5%

• FRED THOMAS OVERBECK

  MANAGER owns less than 5%

• FTO, INC

  MEMBER owns more than 5% but less than 10%

• KARL MR SPISAK

  FNOP owns less than 5%

• LARRY JR TAUL

  MANAGER owns less than 5%

• LNT HOLDING, INC.

  MEMBER owns more than 5% but less than 10%

• MURRAY JR SINCLAIRE

  GENERAL PARTNER owns less than 5%

• PETER PAUL BADEN

  CHIEF INVESTMENT OFFICER owns less than 5%

• ROSS, SINCLAIRE & ASSOCIATES, INC.

  MEMBER owns 75% or more

• THOMAS SR WILLIAMS

  EXECUTIVE OFFICER owns less than 5%

• FRED THOMAS OVERBECK

  SHAREHOLDER owns 75% or more

• LARRY JR TAUL

  SHAREHOLDER owns 75% or more

• MURRAY JR SINCLAIRE

  SHAREHOLDER, PRESIDENT/CEO COMPLIANCE OFFICER owns more than 50% but less than 75%

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