Rothschild Investment Corporation

Rothschild Investment Corporation, a Delaware-based firm, is a well-established financial advisory firm with a team of 35 employees, including 20 in advisory roles. Serving a total of 120 clients, the firm's SEC status is currently listed as approved, with a registration date dating back to May 1971.

• BART RICHARD BONGA

  PRESIDENT owns more than 5% but less than 10%

• BRADLEY CHARLES DRAKE

  EXECUTIVE VICE PRESIDENT / CHIEF COMPLIANCE OFFICER / CHIEF ADM OFFICER / ROSFP/ DIRECTOR, CFO owns less than 5%

• JOEL EDWARD SOLOMON

  EXECUTIVE VICE PRESIDENT / SECRETARY/ROSFP owns more than 5% but less than 10%

• PAUL EDWARD GERINGER

  EXECUTIVE VP/ DIRECTOR owns less than 5%

• RICHARD FOREMAN KARGER

  CHAIRMAN, CHIEF EXC. OFFICER, DIRECTOR owns more than 50% but less than 75%

• ROBERT MELVIN STEINER

  EXECUTIVE VICE PRESIDENT owns less than 5%

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