Round Rock Advisors LLC

Round Rock Advisors LLC is a Connecticut-based Limited Liability Company that specializes in providing advisory services. With a team of eight employees, five of whom are in advisory roles, the firm recently achieved an SEC Approved status with a registration date of January 23, 2017. While the number of clients served is unknown, this small but reputable firm has clearly demonstrated its ability to meet the stringent registration requirements of the U.S. Securities and Exchange Commission.

• BERT THOMAS BOWLER

  MANAGING MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER AND PRIVATE WEALTH ADVISOR owns 75% or more

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