Royal Alliance Associates Inc

Royal Alliance Associates Inc, legally known as ROYAL ALLIANCE ASSOCIATES, INC., is a successful financial firm with 2951 employees, 2027 of whom hold advisory positions, and it caters to 17158 clients. According to its last reported SEC (U.S. Securities and Exchange Commission) status, it has an approved registration date of Sep 10, 1997, which continues to establish the firm as a respected financial organization.

• ADVISOR GROUP, INC.

  SHAREHOLDER owns 75% or more

• CYNTHIA ANN HAMEL

  CHIEF OPERATIONS OFFICER, EVP owns less than 5%

• DAVID MARTIN SCHMIDT

  PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, TREASURER AND FNOP owns less than 5%

• DMITRY NMN GOLDIN

  DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT owns less than 5%

• JAMES DALE PRICE

  CHAIRMAN, DIRECTOR owns less than 5%

• JUSTIN IVES SACCA

  VICE PRESIDENT, CHIEF COMPLIANCE OFFICER owns less than 5%

• MATTHEW ADAM SCHLUETER

  DIRECTOR, EVP owns less than 5%

• NINA SCHLOESSER MCKENNA

  EXECUTIVE VICE PRESIDENT, SECRETARY owns less than 5%

• ROBERT JOHN GULDNER

  CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY owns less than 5%

• THOMAS BLAKE SIDLO

  MUNICIPAL PRINCIPAL owns less than 5%

• ADVISOR GROUP HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• LIGHTYEAR FUND III, L.P.

  SHAREHOLDER owns more than 50% but less than 75%

• AG ARTEMIS HOLDINGS,L.P.

  SHAREHOLDER owns 75% or more

• AG INTERMEDIATE CORPORATION

  SHAREHOLDER owns 75% or more

• AG PARENT CORPORATION

  SHAREHOLDER owns 75% or more

• RCP ARTEMIS CO-INVEST, L.P.

  SHAREHOLDER owns 75% or more

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