Sanders Morris Harris LLC

Full Contact Details

Sanders Morris Harris LLC

600 TRAVIS, SUITE 5900, HOUSTON, TX

713-224-3100

713-220-5182

Other Info

Sanders Morris Harris LLC is legally known as SANDERS MORRIS HARRIS LLC. It is a TX Limited Liability Company. This firm has 27 employees, of which 13 are employees in advisory roles. It serves 250 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Mar 30, 2006.

Sanders Morris Harris LLC - Financial Services Firm

Sanders Morris Harris is a privately held financial services firm with a focus on wealth management, institutional brokerage and trading, private equity and insurance.

Direct Owners

ARTHUR HAAG SHERMAN
MANAGER, GENERAL COUNSEL owns less than 5%
DAVID LEE HUNT
CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER owns less than 5%
DAVID WILLIAM BLOCK
OPERATIONS MANAGER owns less than 5%
ERICK REVELLE KUEBLER
MANAGER owns less than 5%
GEORGE LESTER BALL
CEO AND CHAIRMAN OF THE BOARD (9/2015) owns less than 5%
PAUL DOUGLAS LYONS
FINOP, PRINCIPAL FINANCIAL OFFICER owns less than 5%
SUSAN EVA BAILEY
ASSISTANT SECRETARY owns less than 5%
TECTONIC HOLDINGS LLC
OWNER owns 75% or more
STEPHEN MICHAEL MANGOLD
CHIEF COMPLIANCE OFFICER owns less than 5%
TECTONIC FINANCIAL, INC.
PARENT COMPANY owns 75% or more

Indirect Owners

ARTHUR HAAG SHERMAN
OWNER owns more than 25% but less than 50%

Firms Located Nearby

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Top Holdings

Period of report: Jun 30, 2019 | Effectiveness Date: Jul 10, 2019

All Holdings of the Sanders Morris Harris LLC