Santander Securities LLC

Santander Securities LLC, a PR Limited Liability Company, has been approved by the U.S. Securities and Exchange Commission since September 1999. The firm proudly boasts 1087 employees, which includes 211 advisory personnel. Despite the unknown number of clients served, Santander Securities LLC continues to operate as a reputable and reliable financial institution.

• ALAN JAMES CHABOT

  PRESIDENT & CEO owns less than 5%

• JAMES VANNAH

  CHIEF LEGAL OFFICER & SECRETARY owns less than 5%

• JONATHAN ANDREW SNYDER

  CHIEF FINANCIAL OFFICER owns less than 5%

• LAWRENCE ANDREW CARTER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MANUEL DAMIAN AYA SMITMANS

  DIRECTOR owns less than 5%

• MAURA KEEGAN FAIRBANKS

  CHIEF OPERATIONS OFFICER owns less than 5%

• MICHAEL J CLEARY

  DIRECTOR owns less than 5%

• SANTANDER HOLDINGS USA, INC.

  DIRECT OWNER owns 75% or more

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