SOUND POINT CLO C-MOA, LLC

SOUND POINT CLO C-MOA, LLC is a successful DE Limited Liability Company specializing in financial advisory services. This firm boasts a dedicated team of 6 employees, including 2 expert advisors, whose client base remains undisclosed. As of Feb 14, 2019, the company is listed as Approved by the U.S. Securities and Exchange Commission, guaranteeing its standing as a reliable and trustworthy financial institution.

• KEVIN PETER GERLITZ

  CHIEF FINANCIAL OFFICER owns less than 5%

• SARAH ZELLER SEELAUS

  CHIEF OPERATING OFFICER owns less than 5%

• SOUND POINT EURO CLO MANAGEMENT, LP

  MANAGING MEMBER owns 75% or more

• STEPHEN JEROME KETCHUM

  MANAGING PARTNER owns less than 5%

• WENDY RAPP RUBERTI

  GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER owns less than 5%

• CHARLES ARTHUR DAVIS

  LIMITED PARTNER

• DAVID JAY WERMUTH

  LIMITED PARTNER

• DYAL CAPITAL PARTNERS II (A) LP

  LIMITED PARTNER

• JAMES DAWSON CAREY

  MEMBER, BOARD OF MANAGERS

• KETCHUM PARTNERS LLC

  LIMITED PARTNER owns more than 25% but less than 50%

• KEVIN PETER GERLITZ

  CHIEF FINANCIAL OFFICER

• NICOLAS DAVID ZERBIB

  LIMITED PARTNER

• SARAH ZELLER SEELAUS

  CHIEF OPERATING OFFICER

• SOUND POINT CAPITAL MANAGEMENT, LP

  MANAGING MEMBER owns 75% or more

• SOUND POINT CLO MANAGEMENT, GP LLC

  GENERAL PARTNER

• SPC PARTNERS GP, LLC

  GENERAL PARTNER

• STEPHEN JEROME KETCHUM

  MANAGING PARTNER

• STEPHEN NMN FRIEDMAN

  LIMITED PARTNER

• WENDY RAPP RUBERTI

  GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

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