TCW Asset Management Company LLC

TCW Asset Management Company LLC, a DE Limited Liability Company approved by the US Securities and Exchange Commission since June 12, 1970, serves 2 clients with the help of its 382 employees, 177 of whom fulfill advisory roles.

• DAVID BRIAN LIPPMAN

  BOARD MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER owns less than 5%

• DAVID STEPHEN DEVITO

  BOARD MEMBER, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER owns less than 5%

• JEFFREY ALAN ENGELSMAN

  GLOBAL CHIEF COMPLIANCE OFFICER owns less than 5%

• MARC IRWIN STERN

  BOARD MEMBER, CHAIRMAN owns less than 5%

• MEREDITH JACKSON

  BOARD MEMBER, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY owns less than 5%

• RICHARD MANUEL VILLA

  CHIEF FINANCIAL OFFICER owns less than 5%

• THE TCW GROUP, INC.

  SOLE MEMBER owns 75% or more

• CLIPPER ACQUISITIONS CORP.

  SHAREHOLDER owns 75% or more

• CLIPPER GP, L.L.C.

  GENERAL PARTNER

• CLIPPER HOLDING, L.P.

  SHAREHOLDER owns 75% or more

• CLIPPER INTERMEDIATE CORP.

  SHAREHOLDER owns 75% or more

• TCW OWNERS LLC

  SHAREHOLDER owns more than 25% but less than 50%

• J.P. MORGAN CLEARING CORP.
  United States
• J.P. MORGAN SECURITIES LLC
  United States

• Kayne Anderson Capital Advisors LP
• Lightbay Management LLC
• B Riley Capital Management LLC
• Arena Capital Advisors LLC
• Capitect Inc
• Pacific Advisory Capital Group LLC
• JSF Financial LLC
• AG Asset Advisory LLC
• BEL AIR Investment Advisors LLC
• INSIGHT ADVISORS, LLC

• TCW harassment case could hit all of Wall Street—Commentary