TCW Investment Management Company LLC

TCW Investment Management Company LLC is a Delaware-based Limited Liability Company with 369 employees, 164 of whom assume advisory roles. Founded in 1987, the company currently serves two clients and boasts an SEC-approved registration.

• DAVID BRIAN LIPPMAN

  BOARD MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER owns less than 5%

• DAVID STEPHEN DEVITO

  BOARD MEMBER, EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER owns less than 5%

• JEFFREY ALAN ENGELSMAN

  GLOBAL CHIEF COMPLIANCE OFFICER owns less than 5%

• MARC IRWIN STERN

  BOARD MEMBER, CHAIRMAN owns less than 5%

• MEREDITH JACKSON

  EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY owns less than 5%

• RICHARD MANUEL VILLA

  CHIEF FINANCIAL OFFICER owns less than 5%

• THE TCW GROUP, INC.

  SOLE MEMBER owns 75% or more

• CLIPPER ACQUISITIONS CORP.

  SHAREHOLDER owns 75% or more

• CLIPPER GP, L.L.C.

  GENERAL PARTNER

• CLIPPER HOLDING, L.P.

  SHAREHOLDER owns 75% or more

• CLIPPER INTERMEDIATE CORP.

  SHAREHOLDER owns 75% or more

• TCW OWNERS LLC

  SHAREHOLDER owns more than 25% but less than 50%

• Sepulveda Management LLC
• HCR Wealth Advisors
• The Cypress Funds LLC
• Five Arrows Managers North America LLC
• Avivar Capital LLC
• BREAKWATER MANAGEMENT, LP
• Omniquest Capital LLC
• Signature Estate & Investment Advisors LLC
• OLIVE STREET CAPITAL PARTNERS LLC
• Leonard Green & Partners LP

• TCW Funds Honored in 2018 Lipper Awards