Tectonic Advisors LLC

Tectonic Advisors LLC, a limited liability company based in Texas with five employees serving in advisory roles out of a total of thirteen employees, has an SEC status of "Approved." The firm was registered on April 21, 2006, but the number of clients they serve remains undisclosed.

• ARTHUR HAAG SHERMAN

  CEO AND CIO owns less than 5%

• DARRELL WARD CAIN

  CHAIRMAN owns less than 5%

• MICHELLE BARTOE BAIRD

  CHIEF FINANCIAL OFFICER owns less than 5%

• PAUL DOUGLAS LYONS

  SENIOR MANAGING DIRECTOR owns less than 5%

• STEPHEN MICHAEL MANGOLD

  CHIEF COMPLIANCE OFFICER owns less than 5%

• TECTONIC FINANCIAL, INC.

  PARENT COMPANY owns 75% or more

• MILLETTE LEWIS SHERMAN

  TRUSTEE

• THE SHERMAN FAMILY IRREVOCABLE TRUST

  MEMBER/MANAGER owns more than 25% but less than 50%

• Garner Asset Management Corporation
• Insight Wealth Partners LLC
• The Watchman Group Inc
• Urban Fund Management LLC
• Hillcrest Asset Management LLC
• ACT Wealth Management LLC
• Level Four Advisory Services LLC
• CAIN Watters & Associates LLC
• White Rock OIL & GAS Holdings LLC
• 1839 Asset Management LLC