TFG Asset Management LP

TFG Asset Management L.P. is a legally recognized Limited Partnership with 95 employees in total, 47 of whom are in advisory roles. The company has successfully secured approval from the SEC as of March 30, 2012, and currently serves one client.

• GREGORY NMN WADSWORTH

  DIRECTOR OF BUSINESS DEVELOPMENT owns less than 5%

• PAUL RONALD GANNON

  CHIEF FINANCIAL OFFICER owns less than 5%

• POLYGON MANAGEMENT LTD.

  GENERAL PARTNER owns less than 5%

• POLYGON TOPCO LTD

  LIMITED PARTNER owns 75% or more

• READE EUGENE GRIFFITH

  PRINCIPAL owns less than 5%

• SEAN ANDREW COTE

  GENERAL COUNSEL owns less than 5%

• STACY FELICE SCHEEHLE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• STEPHEN LIONEL PRINCE

  HEAD OF TFG ASSET MANAGEMENT owns less than 5%

• TETRAGON FINANCIAL GROUP LIMITED

  SHAREHOLDER owns 75% or more

• TETRAGON FINANCIAL GROUP LIMITED

  SHAREHOLDER owns 75% or more

• MERRILL LYNCH INTERNATIONAL
  United Kingdom
• BMO NESBITT BURNS INC.
  Canada
• CREDIT SUISSE (EUROPE) LIMITED
  United Kingdom
• CREDIT SUISSE SECURITIES (EUROPE) LIMITED
  United Kingdom
• DEUTSCHEBANK SECURITIES INC.
  United Kingdom
• J.P. MORGAN CLEARING CORP.
  United States
• NATIONAL FINANCIAL SERVICES LLC
  United States
• THE BANK OF NOVA SCOTIA
  Canada
• UBS AG
  United Kingdom

• Karamaan Group LLC
• Angelo Gordon & Co LP
• Tocqueville Asset Management LP
• Soundwatch Capital LLC
• Woodson Capital Management LP
• Mutima Capital Management LLC
• Kinderhook Industries LLC
• CITI Private Advisory LLC
• Islet Management LP
• Sancus Capital Management LP