Carlyle Investment Management LLC

CARLYLE INVESTMENT MANAGEMENT L.L.C. is a limited liability company based in Delaware with over 1002 employees. 335 of these employees hold advisory roles. The company currently serves 13 clients and is registered with the U.S. Securities and Exchange Commission after being approved on August 6, 1996.

• BRUCE EDWARD ROSENBLUM

  MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP owns less than 5%

• CATHERINE LABOURE ZIOBRO

  MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP owns less than 5%

• CHRISTOPHER FINN

  MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP owns less than 5%

• CURTIS LYLE BUSER

  MANAGING DIRECTOR/CFO - THE CARLYLE GROUP owns less than 5%

• DANIEL ANTHONY D'ANIELLO

  CO-FOUNDER - THE CARLYLE GROUP owns less than 5%

• DAVID MARK RUBENSTEIN

  CO-FOUNDER - THE CARLYLE GROUP owns less than 5%

• GLENN ALLEN YOUNGKIN

  MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP owns less than 5%

• JEFFREY WILLIAM FERGUSON

  MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP owns less than 5%

• KEWSONG LEE

  MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP owns less than 5%

• PETER JOHN CLARE

  MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP owns less than 5%

• TC GROUP, L.L.C.

  MEMBER owns 75% or more

• WILLIAM ELIAS CONWAY

  CO-FOUNDER/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP owns less than 5%

• CARLYLE GROUP MANAGEMENT L.L.C.

  GENERAL PARTNER

• CARLYLE HOLDINGS I GP INC.

  MEMBER owns 75% or more

• CARLYLE HOLDINGS I GP SUB L.L.C.

  GENERAL PARTNER

• CARLYLE HOLDINGS I, L.P.

  MEMBER owns 75% or more

• THE CARLYLE GROUP, L.P.

  SHAREHOLDER owns 75% or more

• ABN AMRO N.V.
  Netherlands
• ALISTITHMAR CAPITAL
  Saudi Arabia
• ALISTITHMAR CAPITAL
  Saudi Arabia
• ARETE WEALTH ADVISORS, LLC
  United States
• AVONDALE PARTNERS, LLC
  United States
• BC ADVISORS, LLC
  United States
• BETHMANN BANK AG
  Germany
• BLACK DIAMOND FINANCIAL, LLC
  United States
• BNP PARIBAS SA
  France
• BRIGHTWORTH, LLC
  United States
• BRONFMAN ROTHSCHILD
  United States
• BUTTERFIELD ASSET MANAGEMENT LIMITED
  Bermuda
• CALAMOS WEALTH MANAGEMENT LLC
  United States
• CAMDEN CAPITAL, LLC
  United States
• CAMDEN WEALTH ADVISORS LLC
  United States
• CAPTRUST
  United States
• CAROLINAS INVESTMENT CONSULTING LLC
  United States
• CERITY PARTNERS LLC
  United States
• CHAO & COMPANY, LTD.
  United States
• CHARTWELL CONSULTING USA LLC
  United States
• CLEARSTEAD, HARTLAND & CO., LLC
  United States
• CORDUSIO SIM S.P.A.
  Italy
• CRESCENT GROVE ADVISORS
  United States
• EDGE ADVISORS, LLC
  United States
• EQUITABLE TRUST
  United States
• EVERMAY WEALTH MANAGEMENT, LLC
  United States
• GLASSMAN WEALTH SERVICES, LLC
  United States
• HARBOR INVESTMENT ADVISORY, LLC
  United States
• HIGHTOWER ADVISORS, LLC
  United States
• HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
  Hong Kong
• ICAPITAL ADVISORS, LLC
  United States
• J.P. MORGAN SECURITIES LLC
  United States
• JOHNSON INVESTMENT COUNSEL, INC.
  United States
• KB INVESTMENT & SECURITIES CO., LTD.
  Korea, South
• KENTER CANYON CAPITAL, LLC
  United States
• KOREA INVESTMENT & SECURITIES
  Korea, South
• LGT VESTRA US LIMITED
  United Kingdom
• LPL FINANCIAL LLC
  United States
• MARQUISE WEALTH MANAGEMENT, LLC
  United States
• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• MONEDA S.A. ADMINISTRADORA GENERAL DE FONDOS
  Chile
• MONETA GROUP INVESTMENT ADVISORS, LLC
  United States
• MOORS & CABOT, INC
  United States
• NOAH HOLDINGS (HONG KONG) LIMITED
  Hong Kong
• NOVARE CAPITAL MANAGEMENT
  United States
• PATHSTONE
  United States
• PENNSYLVANIA TRUST COMPANY
  United States
• PROPER WEALTH MANAGEMENT, LLC
  United States
• RADNOR FINANCIAL ADVISORS, LLC
  United States
• RAYMOND JAMES & ASSOCIATES, INC.
  United States
• REDWOOD WEALTH MANAGEMENT, LLC
  United States
• SAMSUNG SECURITIES CO., LTD.
  Korea, South
• SAN FRANCISCO SENTRY INVESTMENT GROUP
  United States
• SECURITIES AND INVESTMENT COMPANY BSC(C)
  Bahrain
• SOLARIS ADVISORS, LLC
  United States
• STEPSTONE GROUP LP
  United States
• STONEPOINT CAPITAL, LLC
  United States
• SYM FINANCIAL ADVISORS
  United States
• TCG SECURITIES, L.L.C.
  United States
• TEAM HEWINS, LLC
  United States
• THE EIDEARD GROUP, LLC
  United States
• UBS FINANCIAL SERVICES INC.
  United States
• US BANK NA
  United States

• Vestmark Advisory Solutions Inc
• 57 Stars LLC
• International City Management Association Retirement Corporation
• ACON Equity Management LLC
• Folger Nolan Fleming Douglas Capital Management Inc
• Accolade Capital Management LLC
• ACON Investments Management LLC
• Calvert Research and Management
• Bryspen Incorporated
• Cartica Management LLC

• Private equity group Carlyle to abandon partnership status
• Markets are volatile, but that ‘isn’t the beginning of the end,’ says Carlyle Group co-CEO
• Refiner goes belly-up after big payouts to Carlyle Group