The Sterling Group LP

The Sterling Group, L.P. is a limited partnership based in Texas with 29 employees, 19 of whom hold advisory positions. Although the number of clients served is unknown, it has been approved by the U.S. Securities and Exchange Commission with a registration date of March 30, 2012.

• BRADLEY A STALLER

  PARTNER/LIMITED PARTNER owns more than 5% but less than 10%

• BRANDON P BAUDIN

  CHIEF FINANCIAL OFFICER owns less than 5%

• DAVID BRIAN HENRY

  PARTNER / LIMITED PARTNER owns more than 10% but less than 25%

• GARY LEE ROSENTHAL

  PARTNER / LIMITED PARTNER owns more than 10% but less than 25%

• GREGORY LYNN ELLIOTT

  PARTNER / LIMITED PARTNER owns more than 10% but less than 25%

• JOHN DAVID HAWKINS

  PARTNER / LIMITED PARTNER owns more than 10% but less than 25%

• MAXIMILIAN PAUL KLUPCHAK

  CHIEF COMPLIANCE OFFICER owns less than 5%

• REYMOND KENNETH WALLACE

  PARTNER / LIMITED PARTNER owns more than 10% but less than 25%

• THE STERLING GROUP GP, LLC

  GENERAL PARTNER owns less than 5%

• LAZARD FRERES & CO. LLC
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