Transamerica Financial Advisors Inc

Transamerica Financial Advisors, Inc. is a reputable financial advisory firm based in Delaware with 1271 employees, all of whom are in advisory roles. Although the number of clients it serves is unknown, the firm's status as approved by the U.S. Securities and Exchange Commission, with a registration date of May 16, 1991, underscores its long-standing credibility in the industry.

• AEGON ASSET MANAGEMENT SERVICES, INC.

  OWNER owns more than 25% but less than 50%

• AUSA HOLDING, LLC

  OWNER owns more than 50% but less than 75%

• BRAD BROOME MULLIKIN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• BRIAN BEITZEL

  DIRECTOR, CHIEF FINANCIAL OFFICER owns less than 5%

• COMMONWEALTH GENERAL CORPORATION

  OWNER owns more than 10% but less than 25%

• DAN SHANE TRIVERS

  CHIEF OPERATIONS OFFICER owns less than 5%

• GEORGE CHUWANG CHUANG

  DIRECTOR, PRESIDENT, CEO & CHAIRMAN OF THE BOARD owns less than 5%

• JOHN WARREN JOSEPH

  DIRECTOR owns less than 5%

• KAREN BARNETT PERRY

  CHIEF SUPERVISORY OFFICER owns less than 5%

• SCOTT TOSHIO NISHIMURA

  DIRECTOR OF WEALTH MANAGEMENT owns less than 5%

• SETH DAVID MILLER

  DIRECTOR owns less than 5%

• TERESA JOAN ROONEY

  ATTORNEY, ASSISTANT SECRETARY owns less than 5%

• AEGON INTERNATIONAL B.V.

  TRUSTEE owns 75% or more

• AEGON NV

  OWNER owns 75% or more

• THE AEGON TRUST

  OWNER owns 75% or more

• TRANSAMERICA CORPORATION

  OWNER owns 75% or more

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• The Rise and Fall: A Comparison of Transamerica Financial Advisors' Q3 2022 vs Q4 2022 Holdings
• Aegon, Transamerica in $97.6 million SEC settlement for misleading investors

• INVESCO QQQ TR UNIT SER 1 $57,954k
• VANGUARD INDEX FDS $32,628k
• VANGUARD BD INDEX FD INC TOTAL BND MRKT $19,226k
• INVESCO EXCHNG TRADED FD TR $18,545k
• VANGUARD GROUP $14,241k
• VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD $10,348k
• ISHARES TR RUS MID CAP ETF $10,336k
• VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF $8,850k
• SPDR SERIES TRUST $8,610k
• VANGUARD CHARLOTTE FDS $8,228k