Triad Advisors LLC

Triad Advisors LLC, a FL Limited Liability Company, is a registered investment advisor approved by the US Securities and Exchange Commission since June 1998. With a team of 199 employees, including 123 in advisory roles, the firm serves 15 clients, providing professional assistance in financial management and wealth planning.

• BERNARD ANDRE BRETON

  EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER owns less than 5%

• BRETT HEATH KAUFMAN

  DIRECTOR owns less than 5%

• CHRISTOPHER LENDELL TYNER

  MUNICIPAL PRINCIPAL, ROSFP owns less than 5%

• HUGH JR. TARBUTTON

  PRINCIPAL OPERATIONS OFFICER/COO owns less than 5%

• JEFFREY LIN ROSENTHAL

  CEO/PRESIDENT owns less than 5%

• JOSEPH N/A GIOVANNIELLO

  DIRECTOR owns less than 5%

• LADENBURG THALMANN FINANCIAL SERVICES, INC

  OWNER owns 75% or more

• MARILYN THERESA HOSTEN

  SR. VICE PRESIDENT/ TRADING & OPERATIONS owns less than 5%

• MARK CHRISTIAN METTELMAN

  CHAIRMAN/DIRECTOR owns less than 5%

• MELISSA TARENTINO

  GENERAL COUNSEL owns less than 5%

• MICHAEL CHRISTIAN BRYAN

  SR. VICE PRESIDENT, ADVISORY SERVICES owns less than 5%

• NATHAN MILES STIBBS

  EXECUTIVE VICE PRESIDENT/CHIEF STRATEGY OFFICER owns less than 5%

• PHILIP SALVATORE BLANCATO

  DIRECTOR owns less than 5%

• STEPHEN STANLEY DUDAS

  FINOP, PRINCIPAL FINANCIAL OFFICER owns less than 5%

• WILLIAM CARL BRAND

  SENIOR VICE PRESIDENT, DEPUTY CCO owns less than 5%

• Triad Hybrid Solutions LLC
• Berkeley Capital Partners LLC