UBS Asset Management Americas Inc
Legal Name: UBS ASSET MANAGEMENT (AMERICAS) INC.
Full Contact Details
UBS Asset Management Americas Inc
1285 AVENUE OF THE AMERICAS, NEW YORK, NY
212-821-3000
212-882-5370
Other Info
UBS Asset Management (Americas) Inc. is a Delaware Corporation with a team of 389 employees. Half of its workforce are advisory personnel, however, the exact number of clients they serve remains unknown. The firm has obtained an Approved status from the US Securities and Exchange Commission, with its registration dating back to 1989.
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Direct Owners
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BARRY JOHN MULLEN
CHIEF COMPLIANCE OFFICER owns less than 5%
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DAVID SACHA SQUIRES
TREASURER, CHIEF FINANCIAL OFFICER, AND DIRECTOR owns less than 5%
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MARK FREDERICK KEMPER
SECRETARY AND CHIEF LEGAL OFFICER owns less than 5%
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UBS AMERICAS INC.
SHAREHOLDER owns 75% or more
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WILLIAM JOSEPH FERRI
PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR owns less than 5%
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ANDREW D HOLLENBECK
CHIEF LEGAL OFFICER owns less than 5%
Indirect Owners
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UBS AG, ZURICH, SWITZERLAND
MEMBER owns 75% or more
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UBS AMERICAS HOLDING LLC
SHAREHOLDER owns 75% or more
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UBS GROUP AG
SHAREHOLDER owns 75% or more
Marketers
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CITIZENS FINANCIAL SECURITIES CORPORATION
United Kingdom -
MUFG FUND SERVICES (CAYMAN) LIMITED
Cayman Islands -
STATE STREET GLOBALLINK
United States -
SUNGARD BROKERAGE & SECURITIES SERVICES LLC
United States -
SUNGARD GLOBAL EXECUTION SERVICES LIMITED
United Kingdom -
THE BANK OF NEW YORK MELLON
United States -
UBS ASSET MANAGEMENT (US) INC.
United States -
UBS FINANCIAL SERVICES INC.
United States -
UBS SECURITIES LLC
United States -
UNION BANK-UBS CASH PORTAL
United States