UBS Oconnor LLC
Legal Name: UBS OCONNOR LLC
Full Contact Details
UBS Oconnor LLC
ONE NORTH WACKER DRIVE, 32ND FLOOR, CHICAGO, IL
312-525-6000
312-525-5042
Other Info
UBS O'Connor LLC is a limited liability company based in Delaware with 121 employees, 57 of whom are in advisory positions. The number of clients served by the company is not disclosed. It was last approved by the US Securities and Exchange Commission on May 19, 2000.
UBS O'Connor - Dynamic investing, controlled risk | UBS Global
O'Connor is a distinct investment area within UBS Asset Management, with complete independence in regards to investment decision-making.
Direct Owners
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ANDREW D HOLLENBECK
GENERAL COUNSEL owns less than 5%
-
KEVIN GARY RUSSELL
CHIEF INVESTMENT OFFICER owns less than 5%
-
NICHOLAS JAMES VAGRA
CHIEF OPERATING OFFICER HEAD OF OCONNOR owns less than 5%
-
SALVATORE DIGANGI
CHIEF COMPLIANCE OFFICER owns less than 5%
-
SUNI HARFORD
HEAD OF INVESTMENTS, UBS ASSET MANAGEMENT owns less than 5%
-
UBS AMERICAS HOLDING LLC
HOLDING COMPANY owns 75% or more
-
MICHAEL NICHOLAS ESPOSITO
CHIEF COMPLIANCE OFFICER owns less than 5%
Indirect Owners
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UBS AG (ZURICH)
MEMBER owns 75% or more
-
UBS GROUP AG
PARENT COMPANY owns 75% or more
Prime Brokers
-
BARCLAYS BANK PLC
United States -
BARCLAYS CAPITAL INC.
United States -
BARCLAYS CAPITAL SECURITIES LIMITED
United Kingdom -
CITIGROUP GLOBAL MARKETS INC.
United States -
CITIGROUP GLOBAL MARKETS LIMITED
United Kingdom -
CREDIT SUISSE SECURITIES (EUROPE) LIMITED
United Kingdom -
CREDIT SUISSE SECURITIES (USA) LLC
United States -
GOLDMAN SACHS & CO. LLC
United States -
GOLDMAN SACHS INTERNATIONAL
United Kingdom -
J.P. MORGAN SECURITIES LLC
United States -
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
United States -
MORGAN STANLEY & CO. LLC
United States -
SOCIETE GENERALE INTERNATIONAL LIMITED
United Kingdom -
THE BANK OF NEW YORK MELLON
United States
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