Unionbanc Investment Services LLC

Unionbanc Investment Services LLC is a Delaware-based Limited Liability Company with 581 employees, half of which are in advisory roles. Unfortunately, the number of clients served is unknown as the last reported SEC status is listed as Approved with a registration date of August 14, 2009.

• DANIEL CESAR CANEVA

  DIVISION OPERATIONS MGR owns less than 5%

• JULIAN MICHAEL JACOLEV

  CHIEF FINANCIAL OFFICER owns less than 5%

• MICHAEL SCOTT MORTENSEN

  PRESIDENT & CEO owns less than 5%

• MICHAEL TIMOTHY FELDMAN

  CHAIRMAN owns less than 5%

• MILAN KONKOL

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MUFG UNION BANK, N.A.

  SOLE MEMBER owns 75% or more

• SHANE T TRIPLETT

  INSTITUTIONAL SALES MANAGER owns less than 5%

• MITSUBISHI UFJ FINANCIAL GROUP, INC.

  SOLE SHAREHOLDER owns 75% or more

• MUFG AMERICAS HOLDINGS CORPORATION

  SOLE SHAREHOLDER owns 75% or more

• THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.

  SOLE SHAREHOLDER owns 75% or more

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