United Capital Financial Advisers LLC

United Capital Financial Advisers LLC, a Delaware Limited Liability Company, employs 671 professionals, including 332 in advisory positions, and serves 644 clients. The U.S. Securities and Exchange Commission approved the firm's registration on June 9, 2005, affirming its commitment to providing top-tier financial advice and management.

• GARY LAWRENCE ROTH

  MANAGING DIRECTOR owns less than 5%

• JORGE A BERNAL

  MANAGING DIRECTOR, CHIEF OPERATING OFFICER owns less than 5%

• JOSEPH JOHN DURAN

  MANAGING DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER owns less than 5%

• MICHAEL ANSON HERMAN

  VICE PRESIDENT, CHIEF COMPLIANCE OFFICER owns less than 5%

• MICHAEL JOHN CAPELLE

  MANAGING DIRECTOR owns less than 5%

• NATASHA IRINA PFEIFFER

  COUNSEL owns less than 5%

• UNITED CAPITAL FINANCIAL PARTNERS, INC.

  SOLE MEMBER AND MANAGER owns 75% or more

• IMD HOLDINGS, LLC

  SOLE MEMBER AND MANAGER owns 75% or more

• THE GOLDMAN SACHS GROUP, INC.

  SOLE MEMBER AND MANAGER owns 75% or more

• Green Street Investors LLC
• Retirement Wellness Group LLC
• KBS Capital Advisors LLC
• Beacon Pointe Wealth Advisors LLC
• Pacific Global Advisors LLC
• Triad Investment Management LLC
• Port Street Investments LLC
• Buchanan Street Partners LP
• Longtail Alpha LLC
• Purus Wealth Management LLC

• Investment Insights: A Look at United Capital Financial Advisers' Q3 2022 vs. Q4 2022 13F Holdings Comparison
• Here’s why robo-advisors won’t replace human financial advisors
• United Capital Fortifies Its Industry-Leading Investment Management Offering with SpiderRock and iCapital Strategies
• United Capital Acquires 2 Firms in Atlanta and Quad Cities, Adds More Than $800M in AUM
• FinLife Partners Surpasses $20B Milestone