Wasmer Schroeder & Company LLC

Wasmer, Schroeder & Company LLC is a Delaware-based Limited Liability Company with 67 employees, including 33 individuals in advisory roles. The firm is approved by the U.S. Securities and Exchange Commission and was registered on July 29, 1988. Although the number of clients served by this financial institution is not known, its legal name is WASMER, SCHROEDER & COMPANY, LLC.

• ASSURED GUARANTY MUNICIPAL CORP.

  MEMBER owns more than 10% but less than 25%

• EDWARD ALLEN MORTON

  MANAGING DIRECTOR owns less than 5%

• ELIZABETH REED MCHUGH

  SENIOR VICE PRESIDENT - DIRECTOR OF CLIENT SERVICES owns less than 5%

• JASON DUANE DIEFENTHALER

  SENIOR VICE PRESIDENT - DIRECTOR OF TAX EXEMPT PORTFOLIO MANAGEMENT owns less than 5%

• JOHN STEPHEN MAJOROS

  MANAGING DIRECTOR - DIRECTOR OF TAXABLE PORTFOLIO MANAGEMENT owns less than 5%

• JOSEPHINE MARY DIMOLFETTA

  SENIOR VICE PRESIDENT - CHIEF COMPLIANCE OFFICER owns less than 5%

• JUSTIN STEWART LAND

  SENIOR VICE PRESIDENT - CHIEF MUNICIPAL STRATEGIST owns less than 5%

• MARTIN MANNING WASMER

  CHIEF EXECUTIVE OFFICER owns less than 5%

• MICHAEL JOHN SCHROEDER

  PRESIDENT & CHIEF RISK OFFICER owns less than 5%

• ROBERT WILLIAM STIESS

  VICE PRESIDENT - DIRECTOR OF INFORMATION SYSTEMS owns less than 5%

• THOMAS NOYES RICHMOND

  MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER owns less than 5%

• WASMER, SCHROEDER & COMPANY, INC.

  MANAGER owns 75% or more

• MARTIN MANNING WASMER

  SHAREHOLDER AND CEO owns more than 25% but less than 50%

• MICHAEL JOHN SCHROEDER

  SHAREHOLDER AND PRESIDENT owns more than 25% but less than 50%

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