Wells Fargo Advisors Financial Network LLC

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Wells Fargo Advisors Financial Network LLC

ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO

314-875-3000

844-879-2154

Other Info

Wells Fargo Advisors Financial Network LLC, legally known as WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, is a Delaware-based Limited Liability Company with 1978 employees, 1211 of whom hold advisory roles. The company currently serves 1211 clients, and its SEC status is reported as Approved, with a registration date of Apr 3, 2000.

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Direct Owners

ALEX MARCUS DAVID
MANAGING DIRECTOR OF BRANCH DEVELOPMENT GROUP AND MARKETING owns less than 5%
BRAND FREDERICK MEYER
MEMBER- BOARD OF MANAGERS owns less than 5%
CHARLIE KENT CHRISTIAN
PRESIDENT/CEO/MEMBER-BOARD OF MANAGERS owns less than 5%
HEATHER HUNTRUDDY
MEMBER - BOARD OF MANAGERS owns less than 5%
JAMES MCHALE
BUSINESS CONTROL LEADER owns less than 5%
KATHLEEN ELLEN BARNEY
PRINCIPAL FINANCIAL OFFICER owns less than 5%
KELLY METZ
PRINCIPAL OPERATIONS OFFICER/BACK OFFICE OPERATIONS owns less than 5%
KEVIN BRADY HURLEY
COMPLIANCE OFFICER (INVESTMENT ADVISOR ONLY) owns less than 5%
PAUL CAMERON SANKOVICH
CHIEF COMPLIANCE OFFICER (EXCEPT INVESTMENT ADVISOR) owns less than 5%
ULRIC P MCGOUGH
DESIGNATED TEXAS OFFICER; DIRECTOR OF SUPERVISION, RISK, AND CONTROL owns less than 5%
WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC
SOLE MEMBER owns 75% or more

Indirect Owners

EVEREN CAPITAL CORPORATION
SHARE HOLDER owns 75% or more
WELLS FARGO & COMPANY
SHARE HOLDER owns 75% or more
WFC HOLDINGS, LLC
SHARE HOLDER owns 75% or more