Wells Fargo Advisors Financial Network LLC

Wells Fargo Advisors Financial Network LLC, legally known as WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, is a Delaware-based Limited Liability Company with 1978 employees, 1211 of whom hold advisory roles. The company currently serves 1211 clients, and its SEC status is reported as Approved, with a registration date of Apr 3, 2000.

• ALEX MARCUS DAVID

  MANAGING DIRECTOR OF BRANCH DEVELOPMENT GROUP AND MARKETING owns less than 5%

• BRAND FREDERICK MEYER

  MEMBER- BOARD OF MANAGERS owns less than 5%

• CHARLIE KENT CHRISTIAN

  PRESIDENT/CEO/MEMBER-BOARD OF MANAGERS owns less than 5%

• HEATHER HUNTRUDDY

  MEMBER - BOARD OF MANAGERS owns less than 5%

• JAMES MCHALE

  BUSINESS CONTROL LEADER owns less than 5%

• KATHLEEN ELLEN BARNEY

  PRINCIPAL FINANCIAL OFFICER owns less than 5%

• KELLY METZ

  PRINCIPAL OPERATIONS OFFICER/BACK OFFICE OPERATIONS owns less than 5%

• KEVIN BRADY HURLEY

  COMPLIANCE OFFICER (INVESTMENT ADVISOR ONLY) owns less than 5%

• PAUL CAMERON SANKOVICH

  CHIEF COMPLIANCE OFFICER (EXCEPT INVESTMENT ADVISOR) owns less than 5%

• ULRIC P MCGOUGH

  DESIGNATED TEXAS OFFICER; DIRECTOR OF SUPERVISION, RISK, AND CONTROL owns less than 5%

• WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC

  SOLE MEMBER owns 75% or more

• EVEREN CAPITAL CORPORATION

  SHARE HOLDER owns 75% or more

• WELLS FARGO & COMPANY

  SHARE HOLDER owns 75% or more

• WFC HOLDINGS, LLC

  SHARE HOLDER owns 75% or more

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