Commonwealth Equity Services LLC
正式名称: COMMONWEALTH EQUITY SERVICES, LLC
他の情報
マサチューセッツ州に本社を置くCommonwealth Equity Services LLCは、総従業員数3,350人で、うち2,400人が顧問業務に従事しています。顧客数は11,000人です。同社は1992年6月11日にSECに登録され、現在のステータスは承認済みです。
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直接の所有者
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1979 HOLDING COMPANY, LLC
SHAREHOLDER 所有する 75％以上
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CHRISTOPHER TRAPNELL KLOMAN
CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, PRESIDENT 所有する 5％未満
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DAVID LINUS KELLY
MANAGING PRINCIPAL, TRADING AND BROKERAGE OPERATIONS 所有する 5％未満
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JAMES BERNARD ADELMAN
GENERAL COUNSEL, SENIOR VICE PRESIDENT 所有する 5％未満
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JOHN JAMES ROONEY
MANAGING PRINCIPAL 所有する 5％未満
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JONATHAN CHRISTIAAN BOHS
SENIOR VICE PRESIDENT, BROKERAGE OPERATIONS 所有する 5％未満
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JOSEPH SAMUEL DEITCH
CHAIRMAN 所有する 5％未満
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KOL BIRKE
MANAGING PRINCIPAL, TECHNOLOGY & CORPORATE STRATEGY 所有する 5％未満
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PAUL JONATHAN TOLLEY
CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT 所有する 5％未満
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PETER TOMPKINS WHEELER
VICE CHAIRMAN 所有する 5％未満
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RICHARD MARCUS HUNTER
PRESIDENT EMERITUS 所有する 5％未満
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WAYNE MICHAEL BLOOM
CHIEF EXECUTIVE OFFICER 所有する 5％未満
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WILLIAM BRADFORD MCMILLAN
MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER 所有する 5％未満
間接所有者
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CFN HOLDING COMPANY, LLC
SHAREHOLDER 所有する 75％以上
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CFN VENTURES, LLC
SHAREHOLDER 所有する 75％以上
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GRATITUDE HOLDINGS, INC.
SHAREHOLDER 所有する 75％以上
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JOSEPH SAMUEL DEITCH
TRUSTEE
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LEVEL ABOVE, LLC
SHAREHOLDER 所有する 75％以上
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MATTHEW FLETCHER DEITCH 2010 FAMILY GIFT TRUST - JOSEPH S. DEITCH, TRUSTEE
SHAREHOLDER 所有する 25％以上50％未満
近くにある会社
- The Harvest Group Wealth Management LLC
- River and Mercantile LLC
- Fireman Capital Partners LLC
- Sensible Financial Planning and Management LLC
- Great ELM Capital Management Inc
- Aspire Wealth Management Corporation
- Integrated Wealth Concepts LLC
- Ballentine Partners LLC
- GL Investment Services LLC
- Savvi Financial LLC
ニュース
トップホールディングス
- ABBVIE INC $65,126k
- 3M CO $47,679k
- ABBOTT LABS $46,373k
- ABERDEEN ASIA PACIFIC INCOM $2,912k
- ABB LTD $1,547k
- ABERDEEN GLOBAL PREMIER PPTY $308k
- 3-D SYS CORP DEL $234k
- ABERDEEN AUSTRALIA EQTY FD I $202k
- ABERDEEN EMRG MRKTS EQTY $123k
- 1895 BANCORP OF WIS INC $95k