United Capital Financial Advisers LLC

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United Capital Financial Advisers LLC

620 NEWPORT CENTER DRIVE, SUITE 500, NEWPORT BEACH, CA

949-999-8500

949-999-8545

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United Capital Financial Advisers LLC, uma empresa de responsabilidade limitada de Delaware, emprega 671 profissionais, incluindo 332 em cargos de consultoria, e atende a 644 clientes. A Comissão de Valores Mobiliários dos Estados Unidos aprovou o registro da empresa em 9 de junho de 2005, afirmando seu compromisso em fornecer consultoria e gestão financeira de alto nível.

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Proprietários diretos

GARY LAWRENCE ROTH
MANAGING DIRECTOR é proprietária menos de 5%
JORGE A BERNAL
MANAGING DIRECTOR, CHIEF OPERATING OFFICER é proprietária menos de 5%
JOSEPH JOHN DURAN
MANAGING DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER é proprietária menos de 5%
MICHAEL ANSON HERMAN
VICE PRESIDENT, CHIEF COMPLIANCE OFFICER é proprietária menos de 5%
MICHAEL JOHN CAPELLE
MANAGING DIRECTOR é proprietária menos de 5%
NATASHA IRINA PFEIFFER
COUNSEL é proprietária menos de 5%
UNITED CAPITAL FINANCIAL PARTNERS, INC.
SOLE MEMBER AND MANAGER é proprietária 75% ou mais

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