HERCULES CAPITAL INC
(427096508)
Funds Reporting Holdings of HERCULES CAPITAL INC according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Alphasimplex Group LLC | 120,022 | $1,538,682k | Jun 30, 2019 | Aug 14, 2019 | |
| Confluence Investment Management LLC | 585,598 | $7,507k | Jun 30, 2019 | Jul 24, 2019 | |
| Monarch Partners Asset Management LLC | 386,487 | $4,955k | Jun 30, 2019 | Aug 8, 2019 | |
| Gilman Hill Asset Management LLC | 377,995 | $4,846k | Jun 30, 2019 | Jul 17, 2019 | |
| PEAR Tree Advisors Inc | 122,636 | $1,523k | Jun 30, 2016 | Aug 12, 2016 | |
| Bramshill Investments LLC | 116,458 | $1,493k | Jun 30, 2019 | Aug 14, 2019 | |
| Delphi Management Inc | 100,949 | $1,294k | Jun 30, 2019 | Aug 20, 2019 | |
| JAG Capital Management LLC | 74,430 | $954k | Jun 30, 2019 | Jul 22, 2019 | |
| Driehaus Capital Management LLC | 69,053 | $885k | Jun 30, 2019 | Aug 14, 2019 | |
| Glovista Investments LLC | 63,817 | $818k | Jun 30, 2019 | Aug 14, 2019 | |
| Cambridge Investment Research Advisors Inc | 44,834 | $575k | Jun 30, 2019 | Aug 15, 2019 | |
| Monashee Investment Management LLC | 25,000 | $321k | Jun 30, 2019 | Aug 7, 2019 | |
| Eagle Global Advisors LLC | 22,900 | $294k | Jun 30, 2019 | Aug 13, 2019 | |
| EJF Capital LLC | 20,000 | $256k | Jun 30, 2019 | Aug 14, 2019 | |
| Wiley Bros-Aintree Capital LLC | 19,350 | $248k | Jun 30, 2019 | Jul 10, 2019 | |
| Wespac Advisors LLC | 15,336 | $197k | Jun 30, 2019 | Jul 23, 2019 | |
| Quest Investment Management LLC | 15,315 | $196k | Jun 30, 2019 | Aug 13, 2019 | |
| Stelac Advisory Services LLC | 10,436 | $134k | Jun 30, 2019 | Jul 29, 2019 | |
| Prelude Capital Management LLC | 7,700 | $99k | Jun 30, 2019 | Aug 14, 2019 | |
| West Oak Capital LLC | 3,000 | $38k | Jun 30, 2019 | Jul 12, 2019 | |
| First Manhattan Co | 300 | $3k | Jun 30, 2019 | Aug 16, 2019 | |
| Western Asset Management Company Limited | 2 | $1k | Jun 30, 2019 | Aug 14, 2019 | |
| Western Asset Management Company LLC | 2 | $1k | Jun 30, 2019 | Aug 14, 2019 | |
| Western Asset Management Company Ltd | 2 | $1k | Jun 30, 2019 | Aug 14, 2019 |