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NUVEEN SR INCOME FD
(67067Y104)

Funds Reporting Holdings of NUVEEN SR INCOME FD according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
LLBH Private Wealth Management LLC 587,297 $3,483k Jun 30, 2019 Aug 13, 2019
Mariner Investment Group LLC 256,900 $1,523k Jun 30, 2019 Aug 6, 2019
Mariner LLC 256,900 $1,523k Jun 30, 2019 Aug 6, 2019
Mariner Financial Group LLC 256,900 $1,523k Jun 30, 2019 Aug 6, 2019
Cohen & Steers Capital Management Inc 118,979 $792k Mar 31, 2015 May 15, 2015
Cambridge Investment Research Advisors Inc 118,229 $701k Jun 30, 2019 Aug 15, 2019
E & G Advisors LP 105,600 $626k Jun 30, 2019 Jul 12, 2019
Robinson Capital Management LLC 89,953 $533k Jun 30, 2019 Jul 23, 2019
Shaker Financial Services LLC 70,537 $418k Jun 30, 2019 Aug 8, 2019
Summit Financial Wealth Advisors LLC 16,450 $98k Jun 30, 2019 Jul 16, 2019
Summit Wealth Advisors Inc 16,450 $98k Jun 30, 2019 Jul 16, 2019
Doliver Capital Advisors LP 14,305 $85k Jun 30, 2019 Jul 25, 2019

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