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PROSPECT CAPITAL CORPORATION
(74348T102)

Funds Reporting Holdings of PROSPECT CAPITAL CORPORATION according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Pomelo Capital LLC 1,829,900 $13,413k Put Sep 30, 2018 Nov 14, 2018
Cambridge Investment Research Advisors Inc 300,364 $1,961k Jun 30, 2019 Aug 15, 2019
SMH Capital Advisors LLC 153,287 $1,001k Jun 30, 2019 Aug 5, 2019
KMS Financial Services Inc 32,265 $319k Sep 30, 2014 Nov 17, 2014
Wealthstar Advisors LLC 24,206 $159k Jun 30, 2019 Aug 7, 2019
American Financial Network Advisory Services LLC 12,900 $83k Jun 30, 2019 Aug 9, 2019
Callahan Advisors LLC 12,500 $82k Jun 30, 2019 Jul 17, 2019
Sound Income Strategies LLC 8,239 $54k Jun 30, 2019 Jul 16, 2019
Point72 Asset Management LP 5,488 $36k Jun 30, 2019 Aug 14, 2019
Cipher Capital LP 3,672 $24k Jun 30, 2019 Aug 13, 2019
1919 Investment Counsel LLC 500 $5k Sep 30, 2014 Nov 14, 2014
Independent Advisor Alliance LLC 48,079 $0k Jun 30, 2019 Aug 12, 2019

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