PROSPECT CAPITAL CORPORATION
(74348T102)
Funds Reporting Holdings of PROSPECT CAPITAL CORPORATION according to 13F filings
Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
---|---|---|---|---|---|
Pomelo Capital LLC | 1,829,900 | $13,413k | Put | Sep 30, 2018 | Nov 14, 2018 |
Cambridge Investment Research Advisors Inc | 300,364 | $1,961k | Jun 30, 2019 | Aug 15, 2019 | |
SMH Capital Advisors LLC | 153,287 | $1,001k | Jun 30, 2019 | Aug 5, 2019 | |
KMS Financial Services Inc | 32,265 | $319k | Sep 30, 2014 | Nov 17, 2014 | |
Wealthstar Advisors LLC | 24,206 | $159k | Jun 30, 2019 | Aug 7, 2019 | |
American Financial Network Advisory Services LLC | 12,900 | $83k | Jun 30, 2019 | Aug 9, 2019 | |
Callahan Advisors LLC | 12,500 | $82k | Jun 30, 2019 | Jul 17, 2019 | |
Sound Income Strategies LLC | 8,239 | $54k | Jun 30, 2019 | Jul 16, 2019 | |
Point72 Asset Management LP | 5,488 | $36k | Jun 30, 2019 | Aug 14, 2019 | |
Cipher Capital LP | 3,672 | $24k | Jun 30, 2019 | Aug 13, 2019 | |
1919 Investment Counsel LLC | 500 | $5k | Sep 30, 2014 | Nov 14, 2014 | |
Independent Advisor Alliance LLC | 48,079 | $0k | Jun 30, 2019 | Aug 12, 2019 |