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Lowe Wealth Advisors, LLC Q3 2023 vs. Q4 2023: A Comprehensive Analysis of Holdings

Ava Hoppe | 23 January, 2024

In the ever-changing world of finance, staying updated on the latest holdings and investment strategies is crucial for investors and financial advisors alike. The 13F filings, submitted quarterly by institutional investment managers, provide valuable insights into their portfolio changes. In this article, we will delve into the Q3 2023 and Q4 2023 13F holdings comparison of Lowe Wealth Advisors, LLC and explore the notable changes in their holdings.

Lowe Wealth Advisors, LLC, a respected financial advisory firm, manages a diverse portfolio of stocks, ETFs, and other investment vehicles. By analyzing the data provided in their 13F filings, we can gain a deeper understanding of their investment decisions and identify trends in their holdings.

One of the significant changes in Lowe Wealth Advisors' portfolio was the reduction in holdings of the SPDR S&P 500 ETF (SPY). They held 138,216 shares of SPY in Q3 2023, which decreased to 136,670 shares in Q4 2023. Despite the decrease in the number of shares, the value of their holdings increased from $59,084,000 to $64,960,000, indicating a 9.9% change. This shift might reflect their strategy to optimize their investment in the S&P 500 index.

Another noteworthy change in Lowe Wealth Advisors' portfolio was the decrease in holdings of the Invesco QQQ Trust (QQQ). They held 51,253 shares of QQQ in Q3 2023, which decreased to 50,909 in Q4 2023. Despite the decrease in the number of shares, the value of their holdings increased from $18,362,000 to $20,848,000, signifying a 13.5% change. This demonstrates their focus on maximizing returns in the technology sector.

A slight decrease in holdings was also observed in the iShares Tr MSCI USA MinVolatility (USMV). With 249,740 shares in Q3 2023 and 237,248 shares in Q4 2023, the value of their holdings changed from $18,076,000 to $18,512,000, representing a 2.4% increase. This adjustment might indicate their strategy to enhance the stability of their portfolio through low-volatility stocks.

Among the changes in Lowe Wealth Advisors' portfolio, one of the most notable was the significant increase in holdings of the SPDR Portfolio Short Term Treasury ETF (SPTS). They held 167,806 shares of SPTS in Q3 2023, which surged to 230,659 shares in Q4 2023. Additionally, the value of their holdings increased from $4,819,000 to $6,700,000, reflecting a 39% change. This shift might indicate their belief in the potential of short-term treasury securities for risk mitigation and capital preservation.

While some holdings experienced reductions, others saw substantial increases. The JPMorgan Ultra-Short Income ETF (JPST) witnessed a decrease in holdings from 201,619 shares in Q3 2023 to 198,106 shares in Q4 2023, with a corresponding change in value from $10,117,000 to $9,950,000, representing a 1.6% decline. Conversely, the Market Vectors Gold Miners ETF (GDX) experienced a surge in holdings from 14,735 shares to 35,420 shares, with a change in value from $396,000 to $1,098,000, reflecting a significant 177% increase. These fluctuations signify Lowe Wealth Advisors' active approach in adapting their portfolio to market dynamics and capitalizing on potential opportunities.

It is worth mentioning that Lowe Wealth Advisors' Q4 2023 holdings show an emerging trend of increased focus on emerging markets. The iShares MSCI Brazil ETF (EWZ) saw a substantial increase in their portfolio, with holdings rising from 6,975 shares to 14,185 shares. Additionally, the iShares Core MSCI Emerging Markets (IEMG) experienced a slight increase in holdings, from 7,545 shares to 7,255 shares. These adjustments align with the growing interest in emerging markets and reflect their confidence in the long-term growth potential of these regions.

Overall, Lowe Wealth Advisors, LLC's Q3 2023 vs. Q4 2023 13F holdings comparison reveals a dynamic approach to portfolio management. They actively adjust their holdings based on market conditions and capitalize on sector-specific opportunities. By analyzing their holdings, investors can gain insights into potential investment themes and strategies employed by this renowned wealth advisory firm.

Please note that the information provided in this article is based solely on the analysis of Lowe Wealth Advisors, LLC's 13F filings and should not be considered as financial advice. It is crucial for investors to conduct thorough research and consult with financial professionals before making any investment decisions.


1. United States Securities and Exchange Commission (SEC) - EDGAR Database.

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