Citigroup Global Markets Inc

CITIGROUP GLOBAL MARKETS INC. es una corporación de Nueva York con más de 7,800 empleados. Con 3,324 empleados en roles de asesoramiento, sirve a una amplia gama de 1,370 clientes. El estatus de la SEC de la firma se informa como aprobado, desde su registro en 1964.

• ADAM REID MESHEL

  CO-GENERAL COUNSEL posee menos de 5%

• CITIGROUP FINANCIAL PRODUCTS INC.

  100% SHAREHOLDER posee 75% o más

• DANA LYNN PLATT

  CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESSES posee menos de 5%

• DANIEL LAURENCE KEEGAN

  DIRECTOR posee menos de 5%

• DANIEL LAURENCE KEEGAN

  CEO/CHAIRMAN/PRESIDENT posee menos de 5%

• DANIEL SCOTT PALOMAKI

  PRINCIPAL FINANCIAL OFFICER posee menos de 5%

• EDWARD RAYMOND ARNOLD

  CHIEF COMPLIANCE OFFICER - EQUITIES AND EQUITIES DERIVATIVES posee menos de 5%

• GARY MICHAEL ROSEN

  INTERIM CHIEF COMPLIANCE OFFICER posee menos de 5%

• HOWARD DENHAM MARSH

  DIRECTOR posee menos de 5%

• JOHN W CUMMINGS

  DIRECTOR posee menos de 5%

• JONATHAN LEACH

  DIRECTOR posee menos de 5%

• SANTO VITO TROMBETTA

  PRINCIPAL OPERATIONS OFFICERS (FINOP) posee menos de 5%

• SCOTT LEROY FLOOD

  CO-GENERAL COUNSEL posee menos de 5%

• TED KIRK YARBROUGH

  DIRECTOR posee menos de 5%

• DEIRDRE KATHLEEN DUNN

  DIRECTOR posee menos de 5%

• SCOTT CHARLES KURSMAN

  CHIEF COMPLIANCE OFFICER posee menos de 5%

• CITIGROUP GLOBAL MARKETS HOLDINGS INC.

  100% SHAREHOLDER posee 75% o más

• CITIGROUP INC.

  100% SHAREHOLDER posee 75% o más

• Lehmann Livian Fridson Advisors LLC
• Enhanced Capital Partners LLC
• Investec Asset Management North America Inc "IAM NA"
• Stone Ridge Asset Management LLC
• Spire Capital Management LLC
• The Praedium Group LLC
• First State Investments US LLC
• Marlcroft Asset Management LLC
• Teewinot Capital Advisers LLC
• Northstar Capital Funds LLC

• FINRA fines Citigroup for loose background checks