Morgan Stanley Smith Barney LLC

Morgan Stanley Smith Barney LLC, una compañía de responsabilidad limitada de Delaware fundada en 2009, cuenta con 26.000 empleados, de los cuales 15.000 ocupan cargos de asesoramiento. Con casi 330.000 clientes, la firma sigue siendo aprobada por la SEC y continúa prosperando en la industria financiera.

• ANDREW MICHAEL SAPERSTEIN

  DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER posee menos de 5%

• BENJAMIN CORDT HUNEKE

  DIRECTOR posee menos de 5%

• DAVID MORANO

  PRINCIPAL OPERATIONS OFFICER posee menos de 5%

• JAMES TROY JANOVER

  DIRECTOR posee menos de 5%

• JED FINN

  DIRECTOR posee menos de 5%

• MORGAN STANLEY DOMESTIC HOLDINGS, INC.

  MEMBER posee 75% o más

• NORMAN WILSON HEUSSER

  PRINCIPAL FINANCIAL OFFICER AND EXECUTIVE DIRECTOR posee menos de 5%

• ROSE-ANNE NANCY RICHTER

  CHIEF COMPLIANCE OFFICER posee menos de 5%

• STEVEN MANUEL SANTOS

  DESIGNATED PRINCIPAL - TEXAS posee menos de 5%

• TIMOTHY GERARD HANSEN

  CHIEF COMPLIANCE OFFICER (IA ONLY ) posee menos de 5%

• DAVID ANTHONY GALASSO

  PRINCIPAL OPERATIONS OFFICER posee menos de 5%

• JACQUES JR ADRIEN

  PRINCIPAL FINANCIAL OFFICER posee menos de 5%

• JENNIFER A GREGO

  CHIEF COMPLIANCE OFFICER posee menos de 5%

• MORGAN STANLEY

  SHAREHOLDER posee 75% o más

• MORGAN STANLEY CAPITAL MANAGEMENT LLC

  SHAREHOLDER posee 75% o más

• One Oak Capital Management LLC
• Greenhaven Associates Inc
• Glenrock Capital Advisers LLC
• Altium Wealth Management LLC
• Life Planning Alliance LLC
• Seacrest Wealth Management LLC
• Saxon Woods Advisors LLC
• Seacrest Investment Management LLC
• The Tokarz Group Advisers LLC
• Olstein Capital Management LP

• Morgan Stanley shuffles jobs for wealth management executive