Securities America Advisors Inc

Securities America Advisors, legalmente conocida como Securities America Advisors, Inc., es una compañía con sede en Nebraska que ha sido aprobada por la Comisión de Valores de los Estados Unidos desde el 25 de enero de 1994. La firma cuenta con 1992 asesores de un total de 1992 empleados y atiende a 34.004 clientes.

• ADAM SCOTT MALAMED

  DIRECTOR posee menos de 5%

• BRETT H KAUFMAN

  DIRECTOR posee menos de 5%

• DAVID JOHN VAUGHAN

  SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FIN OP OFFICER posee menos de 5%

• DENNIS MICHAEL KING

  SENIOR VP, BUSINESS DEVELOPMENT posee menos de 5%

• DOREEN LOUISE GRIFFITH

  EXECUTIVE VP/CHIEF INFORMATION OFFICER posee menos de 5%

• GREGG HOWARD JOHNSON

  EXECUTIVE VICE PRESIDENT, BRANCH OFFICE DEVELOPMENT posee menos de 5%

• GREGORY JAY SMITH

  SENIOR VICE PRESIDENT, SALES SUPERVISION posee menos de 5%

• JAMES DELWYN NAGENGAST

  CEO/DIRECTOR posee menos de 5%

• JOSEPH GIOVANNIELLO

  DIRECTOR posee menos de 5%

• KEVIN JOSEPH MILLER

  EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CORPORATE SECRETARY posee menos de 5%

• KIRK JESSE HULETT

  EXECUTIVE VP, STRATEGY AND PRACTICE MANAGEMENT /DIRECTOR posee menos de 5%

• LEON MICHAEL JOHNSON

  SR VP INFORMATION SERVICES OPERATIONS, TECHNOLOGY SERVICES, CHIEF INFORMATION SECURITY OFFICER & INTERIM APPLICATION DEVELOPMENT posee menos de 5%

• MATTHEW JOHN KINSELLA

  VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, AML OFFICER, PRIVACY OFFICER AND ITPP OFFICER posee menos de 5%

• PAMELA JANINE WERTHEIM

  PRESIDENT/DIRECTOR posee menos de 5%

• PAUL RAYMOND LOFTIES

  SENIOR VP, WEALTH MANAGEMENT posee menos de 5%

• PHILIP SALVATORE BLANCATO

  DIRECTOR posee menos de 5%

• SECURITIES AMERICA FINANCIAL CORP.

  DIRECT OWNER posee 75% o más

• LADENBURG THALMANN FINANCIAL SERVICES, INC.

  100% OWNER OF PARENT COMPANY posee 75% o más

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