Wells Fargo Advisors Financial Network LLC

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Wells Fargo Advisors Financial Network LLC

ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO

314-875-3000

844-879-2154

Otra información

Wells Fargo Advisors Financial Network LLC, conocida legalmente como WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, es una Compañía de Responsabilidad Limitada con sede en Delaware que cuenta con 1978 empleados, 1211 de los cuales desempeñan roles de asesoramiento. La empresa actualmente presta servicios a 1211 clientes, y su estado ante la SEC se reporta como Aprobado, con una fecha de registro del 3 de abril de 2000.

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Propietarios directos

ALEX MARCUS DAVID
MANAGING DIRECTOR OF BRANCH DEVELOPMENT GROUP AND MARKETING posee menos de 5%
BRAND FREDERICK MEYER
MEMBER- BOARD OF MANAGERS posee menos de 5%
CHARLIE KENT CHRISTIAN
PRESIDENT/CEO/MEMBER-BOARD OF MANAGERS posee menos de 5%
HEATHER HUNTRUDDY
MEMBER - BOARD OF MANAGERS posee menos de 5%
JAMES MCHALE
BUSINESS CONTROL LEADER posee menos de 5%
KATHLEEN ELLEN BARNEY
PRINCIPAL FINANCIAL OFFICER posee menos de 5%
KELLY METZ
PRINCIPAL OPERATIONS OFFICER/BACK OFFICE OPERATIONS posee menos de 5%
KEVIN BRADY HURLEY
COMPLIANCE OFFICER (INVESTMENT ADVISOR ONLY) posee menos de 5%
PAUL CAMERON SANKOVICH
CHIEF COMPLIANCE OFFICER (EXCEPT INVESTMENT ADVISOR) posee menos de 5%
ULRIC P MCGOUGH
DESIGNATED TEXAS OFFICER; DIRECTOR OF SUPERVISION, RISK, AND CONTROL posee menos de 5%
WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC
SOLE MEMBER posee 75% o más

Propietarios indirectos

EVEREN CAPITAL CORPORATION
SHARE HOLDER posee 75% o más
WELLS FARGO & COMPANY
SHARE HOLDER posee 75% o más
WFC HOLDINGS, LLC
SHARE HOLDER posee 75% o más