400 Capital Management LLC

400 Capital Management LLC, a Delaware-based limited liability company, has 42 employees on staff, 17 of whom are in advisory roles. Although the number of clients the firm serves is unknown, it remains a SEC-approved entity, with a registration date of Mar 27, 2012.

• ALAN GREG LANDY

  CHIEF COMPLIANCE OFFICER (FILING ADVISER) owns less than 5%

• ALEXANDER IN CHA

  HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) owns more than 10% but less than 25%

• CHRISTOPHER CARL HENTEMANN

  MANAGING MEMBER (FILING ADVISER) owns more than 25% but less than 50%

• HELOISA CHANEY

  MEMBER (FILING ADVISER) owns less than 5%

• SANG MIN KIM

  DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) owns less than 5%

• TODD CHRISTOPHER LEIH

  PORTFOLIO MANAGER (FILING ADVISER) owns more than 10% but less than 25%

• WILLIAM CLARENCE SANDERS

  PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) owns more than 10% but less than 25%

• J.P. MORGAN CLEARING CORP.
  United States
• WELLS FARGO SECURITIES, LLC
  United States

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