Astor Investment Management LLC

Astor Investment Management LLC is a Delaware-based Limited Liability Company, operating since 2013 and employing a staff of 17, all of whom work in advisory capacities. While the number of clients served by Astor is unknown, it is registered with the SEC and has an approved status as of Nov 18, 2013.

• BRYAN MICHAEL NOVAK

  SENIOR MANAGING DIRECTOR owns less than 5%

• HARVEST CAPITAL STRATEGIES LLC

  OWNER owns more than 10% but less than 25%

• JOHN FRANCIS ECKSTEIN

  CHIEF INVESTMENT OFFICER owns less than 5%

• LAKEWOOD INVESTMENT MANAGEMENT LLC

  OWNER / MANAGING MEMBER owns 75% or more

• LEE CHARLES OLIFF

  CHIEF LEGAL OFFICER owns less than 5%

• ROBERT NEIL STEIN

  CHIEF EXECUTIVE OFFICER owns less than 5%

• SCOTT ANTHONY THOMAS

  DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER owns less than 5%

• SUSAN JEAN HILL

  CHIEF COMPLIANCE OFFICER owns less than 5%

• THOMAS MCCARTHY OBRIEN

  DIRECTOR owns less than 5%

• ROBERT NEIL STEIN

  OWNER / MANAGING MEMBER owns 75% or more

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• Astor Investment Management LLC Makes Significant Changes to Portfolio During Q3-Q4 2022