AXA Rosenberg Investment Management LLC

AXA Rosenberg Investment Management LLC, a Delaware-based Limited Liability Company, has 119 employees of which 56 work in advisory roles. The firm serves a single client and its SEC status is listed as Approved, with a registration date of December 18, 1998.

• ANDREA PAOLO ROSSI

  CHAIRMAN, DIRECTOR owns less than 5%

• AXA ROSENBERG GROUP LLC

  MEMBER owns 75% or more

• BRUNO PRADAL

  CHIEF TECHNOLOGY OFFICER owns less than 5%

• CATHY JEAN SABO

  CHIEF COMPLIANCE OFFICER owns less than 5%

• DAVID LAWRENCE SMITH

  HEAD OF GLOBAL TRADING owns less than 5%

• DENISE NTONTA

  CHIEF OPERATING OFFICER owns less than 5%

• GIDEON ZEV SMITH

  GLOBAL HEAD OF PORTFOLIO MANAGEMENT AND CIO owns less than 5%

• HEIDI KHASHABI RIDLEY

  GLOBAL CHIEF EXECUTIVE OFFICER, DIRECTOR owns less than 5%

• JOSEPH GILOU PINTO

  DIRECTOR owns less than 5%

• KATHLEEN MARIE HOUSSELS

  GLOBAL CHIEF INVESTMENT OFFICER & HEAD OF RESEARCH/MODELS, DIRECTOR owns less than 5%

• MARCELLO (NO MIDDLE NAME) ARONA

  GROUP CHIEF FINANCIAL OFFICER owns less than 5%

• MARY HOWLAND DEMLER

  CHIEF ADMINISTRATIVE OFFICER owns less than 5%

• MICHEL HENRI DECOUX

  HEAD OF RISK MANAGEMENT owns less than 5%

• SAMUEL SUNG HAN KIM

  CHIEF LEGAL OFFICER owns less than 5%

• AXA IM US GROUP HOLDING INC.

  MEMBER owns 75% or more

• AXA INVESTMENT MANAGERS S.A.

  SHAREHOLDER owns 75% or more

• AXA SA

  SHAREHOLDER owns 75% or more

• AXA INVESTMENT MANAGERS INC
  United States

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