Cadaret Grant & Co Inc

Cadaret Grant & Co Inc is a Delaware corporation that employs 1000 people, half of whom are in advisory roles. With a client base of 584, the firm has been SEC-approved since November 23, 1992.

• ALBERT L JOHNSON

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ANDREW MARK SZYMANOWSKI

  ASSISTANT VICE PRESIDENT owns less than 5%

• ANDREW SCOTT KNAPP

  ASSISTANT VICE PRESIDENT owns less than 5%

• AWS 4, INC.

  SHAREHOLDER owns 75% or more

• CHRISTOPHER MICHAEL MONK

  ASSISTANT VICE PRESIDENT owns less than 5%

• DIANA A DALY

  ASSISTANT VICE PRESIDENT owns less than 5%

• DONALD BRUCE JAYNES

  FIRST VICE PRESIDENT owns less than 5%

• DONALD JOHN TAYLOR

  SENIOR VICE PRESIDENT, CFO, TREASURER & DIRECTOR owns less than 5%

• DONNA MARIE FARRELL

  ASSISTANT VICE PRESIDENT/ASSISTANT SECRETARY owns less than 5%

• DOUGLAS JOHN KETTERER

  CHIEF EXECUTIVE OFFICER, PRESIDENT, CHAIRMAN OF THE BOARD owns less than 5%

• EUGENE HENRI ELIAS JR

  DIRECTOR owns less than 5%

• JENNIFER C HAYES

  ASSISTANT VICE PRESIDENT owns less than 5%

• KARA E HAGGINS

  ASSISTANT VICE PRESIDENT owns less than 5%

• KAREN CELESTE BENENATI

  ASSISTANT VICE PRESIDENT owns less than 5%

• KEVIN STANLEY MAKOWSKI

  VICE PRESIDENT, ASSISTANT TREASURER owns less than 5%

• MEGAN ANGELA GRANT

  VICE PRESIDENT owns less than 5%

• MICHAEL EDWARD ARNOLD

  VICE PRESIDENT owns less than 5%

• RICHARD W HAYES

  ASSISTANT VICE PRESIDENT owns less than 5%

• SHANNON DAVID OBRIEN

  VICE PRESIDENT owns less than 5%

• SHARON ANN DEPERRO

  VICE PRESIDENT owns less than 5%

• TRISHA LYNN TYMKIW

  VICE PRESIDENT owns less than 5%

• ATRIA WEALTH SOLUTIONS HOLDINGS LLC

  SHAREHOLDER owns 75% or more

• ATRIA WEALTH SOLUTIONS, INC.

  SHAREHOLDER owns 75% or more

• LEE EQUITY PARTNERS FUND II (A), L.P.

  MEMBER owns more than 25% but less than 50%

• LEP ATRIA HOLDINGS, LLC

  MEMBER owns more than 25% but less than 50%

• Fmf&E Wealth Management LLC
• Confidential Planning I LLC
• Blue Water Capital Management LLC
• LIPE & Daltoninc
• Pinnacle Investments LLC
• ADIRONDACK CAPITAL ADVISORS, LLC
• Rockbridge Investment Management LLC
• Everest Consultants LLC
• Capital Strategy Group Ltd
• Passive Capital Management LLC

• Lee Equity-backed Atria to buy Cabaret, Grant