Columbia Management Investment Advisers LLC

Columbia Management Investment Advisers LLC is a Minnesota-based limited liability company that has been approved by the U.S. Securities and Exchange Commission since its registration date of Dec 20, 1985. With a workforce of 1030 employees, 381 of which serve in advisory roles, the company caters to a clientele base of 60 clients.

• AMERIPRISE FINANCIAL, INC.

  SOLE MEMBER owns 75% or more

• AMY KATHLEEN JOHNSON

  MANAGING DIRECTOR AND GLOBAL HEAD OF OPERATIONS owns less than 5%

• ANTHONY PAUL HAUGEN

  MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER owns less than 5%

• COLIN JAMES LUNDGREN

  MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME owns less than 5%

• COLIN MOORE

  MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND GLOBAL CHIEF INVESTMENT OFFICER owns less than 5%

• LEE A FARIA

  VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER owns less than 5%

• MELDA MERGEN

  MANAGING DIRECTOR AND DEPUTY GLOBAL HEAD OF EQUITIES owns less than 5%

• PAUL BRIAN GOUCHER

  CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY owns less than 5%

• SCOTT EDWARD COUTO

  MEMBER, BOARD OF GOVERNORS, EXECUTIVE VICE PRESIDENT AND HEAD OF NORTH AMERICA owns less than 5%

• STEPHEN J HARASIMOWICZ

  SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING owns less than 5%

• WILLIAM FREDERICK TRUSCOTT

  CHAIRMAN OF THE BOARD AND PRESIDENT owns less than 5%

• WILLIAM JOHN LANDES

  GLOBAL HEAD OF INVESTMENT SOLUTIONS owns less than 5%

• MICHAEL GERALD CLARKE

  VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS owns less than 5%

• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• MORGAN STANLEY & CO. LLC
  United States

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• Columbia Beyond BRICs ETF, Columbia EM Quality Dividend ETF, Columbia India Infrastructure ETF and Columbia India Small Cap ETF to Close and Liquidate
• Columbia Seligman Premium Technology Growth Fund Announces Third Quarter Distribution: 9.25% Annual Rate for IPO Investors
• Despite Increased Awareness, Financial Advisors Lack Confidence Implementing Strategic Beta in Portfolios