Ellington Global Asset Management LLC

Ellington Global Asset Management LLC, a Limited Liability Company based in Delaware, employs 142 professionals, 56 of whom are in advisory roles. While the number of clients served by the firm is unknown, it has been approved by the US Securities and Exchange Commission since its registration on October 5, 2006.

• BRUCE CAPLAIN

  CHIEF ACCOUNTING OFFICER owns less than 5%

• DANIEL REUVEN MARGOLIS

  GENERAL COUNSEL owns less than 5%

• DAVID CHARLES RICE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ELLINGTON MANAGEMENT GROUP, L.L.C.

  MEMBER owns 75% or more

• JOHN DENO GEANAKOPLOS

  MANAGING DIRECTOR owns less than 5%

• LAURENCE ERIC PENN

  VICE CHAIRMAN owns less than 5%

• MARK IRA TECOTZKY

  MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER owns less than 5%

• MICHAEL WILLIAM VRANOS

  CHIEF EXECUTIVE OFFICER owns less than 5%

• OLIVIER COJOT-GOLDBERG

  VICE CHAIRMAN owns less than 5%

• PAUL ANTHONY ASARO

  CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR owns less than 5%

• ROBERT KINDERMAN

  MANAGING DIRECTOR owns less than 5%

• EMG HOLDINGS, L.P.

  MEMBER owns 75% or more

• MICHAEL WILLIAM VRANOS

  MANAGING MEMBER owns 75% or more

• MICHAEL WILLIAM VRANOS

  LIMITED PARTNER owns more than 25% but less than 50%

• VC INVESTMENTS, LLC

  MANAGING MEMBER

• VC INVESTMENTS, LLC

  GENERAL PARTNER

• BANK OF NEW YORK
  United States
• BANK OF NEW YORK MELLON
  United States
• J.P. MORGAN SECURITIES LLC
  United States
• RBC CAPITAL MARKETS, LLC
  United States
• U.S. BANK NATIONAL ASSOCIATION
  United States
• WELLS FARGO SECURITIES, LLC
  United States
• WELLS FARGO SECURITIES, LLC
  United States

• Longroad Asset Management LLC
• DUKE Funding Management LLC
• Ellington Management Group LLC
• Aesir Capital Management LP
• Ellington Residential Mortgage Management LLC
• Czech Asset Management LP
• Forum Partners Investment Management LLC
• Ellington Financial Management LLC
• Carrington Capital Management LLC

• Ellington Financial LLC Completes Corporate Conversion and is Renamed Ellington Financial Inc.