Empirical Asset Management LLC

Empirical Asset Management, LLC, is a Delaware-based limited liability company with a small team of four employees, of which three are advisory roles. The firm provides financial advisory services to one client and is registered with the U.S. Securities and Exchange Commission, with an approval status and a registration date of November 2010.

• DON BALMAN BLENKO

  INVESTOR MEMBER owns more than 5% but less than 10%

• MARK HENRY FISKIO

  MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER owns more than 50% but less than 75%

• PETER UMSTADT MUSSER

  INVESTOR MEMBER owns more than 5% but less than 10%

• ROBERT MANNING WADSWORTH

  INVESTOR MEMBER owns more than 5% but less than 10%

• SEVEN HILLS FOUNDATION

  INVESTOR owns more than 5% but less than 10%

• INTERACTIVE BROKERS LLC
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