First Principles Capital Management LLC

First Principles Capital Management, LLC is a limited liability company based in Delaware with 28 employees. 18 of these employees are in advisory roles. The firm has successfully served a single client and was approved by the U.S. Securities and Exchange Commission on October 3, 2005.

• AIG CAPITAL CORPORATION

  SOLE MEMBER owns 75% or more

• DAVID PHILIP BRIGNONI

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MARK GUS ALEXANDRIDIS

  CHIEF INVESTMENT OFFICER owns less than 5%

• MICHAEL J BAEK

  CHIEF OPERATING OFFICER owns less than 5%

• STEPHEN RODERICK MILLER

  CHIEF RISK OFFICER owns less than 5%

• JOHN GEORGE PANAGAKIS

  CHIEF EXECUTIVE OFFICER owns less than 5%

• AMERICAN INTERNATIONAL GROUP, INC.

  MEMBER owns 75% or more

• BANK OF AMERICA MERRILL LYNCH
  United States
• BANK OF AMERICA, NA
  United States
• U S BANK NATIONAL ASSOCIATION
  United States
• US BANK
  United States
• WELLS FARGO
  United States

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