Ionic Capital Management LLC

Ionic Capital Management LLC is a Delaware-based Limited Liability Company which provides advisory services to its clients. The firm has 39 employees, with 17 working in advisory roles. Although the number of clients served by it is unknown, its SEC status is listed as approved with a registration date of March 11, 2011.

• ADAM STEPHEN RADOSTI

  PRINCIPAL, PORTFOLIO MANAGER owns less than 5%

• ARTHUR VACCARINO

  CHIEF TECHNOLOGY OFFICER owns less than 5%

• BART ETHAN BAUM

  PRINCIPAL, PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER owns less than 5%

• DANIEL LAZARD STONE

  PRINCIPAL, PORTFOLIO MANAGER owns less than 5%

• ICA HOLDCO LLC

  SOLE MEMBER OF IONIC CAPITAL ADVISORS LLC owns 75% or more

• IONIC CAPITAL MANAGEMENT HOLDINGS LP

  SOLE MEMBER OF IONIC CAPITAL MANAGEMENT LLC owns 75% or more

• JOHN CHRISTOPHER RICHARDSON

  CHIEF OPERATING OFFICER AND GENERAL COUNSEL owns less than 5%

• LAWRENCE JOSEPH BAUM

  CHIEF RISK OFFICER owns less than 5%

• MATTHEW GRIFFIN BEGLEY

  CHIEF FINANCIAL OFFICER owns less than 5%

• STEVEN GERARD VECCHIO

  CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL owns less than 5%

• ADAM STEPHEN RADOSTI

  LIMITED PARTNER owns more than 25% but less than 50%

• ADAM STEPHEN RADOSTI

  MANAGING MEMBER owns more than 25% but less than 50%

• BART ETHAN BAUM

  LIMITED PARTNER owns more than 25% but less than 50%

• BART ETHAN BAUM

  MANAGING MEMBER owns more than 25% but less than 50%

• DANIEL LAZARD STONE

  LIMITED PARTNER owns more than 25% but less than 50%

• DANIEL LAZARD STONE

  MANAGING MEMBER owns more than 25% but less than 50%

• IONIC HOLDCO GP LLC

  GENERAL PARTNER

• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• DEUTSCHE BANK SECURITIES INC.
  United States
• J.P. MORGAN CLEARING CORP.
  United States
• BARCLAYS CAPITAL INC.
  United States
• JPMORGAN CHASE BANK, N.A.
  United States
• MORGAN STANLEY & CO. LLC
  United States

• OFI Global Institutional Inc
• Kepos Capital LP
• KCL Capital LP
• Rockefeller Financial LLC
• Sandler Capital Management
• Alcova Capital Management LP
• Acacia Asset Management LLC
• NUMA Americas Corp
• Quantinno Capital Management LP
• LDR Capital Management LLC

• Ionic Capital Management LLC Q3 2022 vs. Q4 2022 13F Holdings Comparison

• SPDR S&P 500 ETF TR TR UNIT $365,371k
• ISHARES TR IBOXX HI YD ETF $192,799k
• ISHARES TR JPMORGAN USD EMG $88,977k
• ISHARES TR 20 YR TR BD ETF $74,506k
• Invesco CurrencyShares Euro Tr $8,889k
• Highland Floating Rate Opportunities Fund $6,219k
• ISHARES $6,159k
• ISHARES TR RUSSELL 2000 ETF $4,845k
• ASA (Bermuda) Limited $4,166k
• TOTAL SA $3,141k