KEY Investment Services LLC

Key Investment Services LLC, a Limited Liability Company established in Ohio, employs over 1000 people with a team of 350 dedicated to advisory roles. While the number of clients served by the firm is unknown, it is approved by the U.S. Securities and Exchange Commission since its registration on January 3, 2006.

• CYNTHIA JEAN FORESTA

  CHIEF COMPLIANCE OFFICER owns less than 5%

• DAVID MICHAEL SCHLEY

  REGISTERED MUNICIPAL PRINCIPAL owns less than 5%

• EMILY E FERGUSON

  CHIEF OPERATING OFFICER owns less than 5%

• KEYBANK NATIONAL ASSOCIATION

  SOLE OWNER owns 75% or more

• MATTHEW TODD GULLA

  CHIEF FINANCIAL OFFICER owns less than 5%

• PAUL ANTHONY HANSEN

  CHIEF EXECUTIVE OFFICER, PRESIDENT owns less than 5%

• PAUL II WEICK

  CHIEF LEGAL OFFICER owns less than 5%

• KEYBANC CAPITAL MARKETS INC.

  SOLE OWNER owns 75% or more

• MARK ALLAN KOVACHICK

  CHIEF FINANCIAL OFFICER owns less than 5%

• KEYCORP

  SOLE OWNER owns 75% or more

• Victory Capital Management Inc