Nuveen Fund Advisors LLC

Nuveen Fund Advisors LLC is a legally recognized DE Limited Liability Company consisting of 100 employees, including 24 in advisory roles and serving 10 clients. This firm has garnered SEC approval and was registered on Nov 2, 1978.

• AUSTIN PENN WACHTER

  CONTROLLER owns less than 5%

• CEDRIC HENRY ANTOSIEWICZ

  SENIOR MANAGING DIRECTOR owns less than 5%

• CHRISTOPHER M ROHRBACHER

  CO-GENERAL COUNSEL owns less than 5%

• ERIK MOGAVERO

  CHIEF COMPLIANCE OFFICER owns less than 5%

• GIFFORD ROSS ZIMMERMAN

  CO-GENERAL COUNSEL owns less than 5%

• GREG ANDREW BOTTJER

  SENIOR MANAGING DIRECTOR owns less than 5%

• HOLLY HYLTON MILLER

  HEAD OF GLOBAL INVESTMENT OPERATIONS owns less than 5%

• JAMES STONE STENERSEN

  SENIOR MANAGING DIRECTOR owns less than 5%

• KEVIN J MCCARTHY

  SENIOR MANAGING DIRECTOR owns less than 5%

• MARGO L COOK

  PRESIDENT owns less than 5%

• MICHAEL A PERRY

  EXECUTIVE VICE PRESIDENT owns less than 5%

• NUVEEN INVESTMENTS, INC.

  MANAGING MEMBER owns 75% or more

• NUVEEN FINANCE, LLC

  SHAREHOLDER owns 75% or more

• NUVEEN HOLDINGS 1, INC.

  SHAREHOLDER owns 75% or more

• NUVEEN HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• NUVEEN, LLC

  MEMBER owns 75% or more

• TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA

  MEMBER owns 75% or more

• TIAA BOARD OF OVERSEERS

  SHAREHOLDER owns 75% or more

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• A Comparative Analysis of Nuveen Fund Advisors, LLC Q2 2019 vs. Q3 2019 13F Holdings

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