PT Asset Management LLC
Legal Name: PT ASSET MANAGEMENT, LLC
Full Contact Details
PT Asset Management LLC
500 W. MADISON, SUITE 470, CHICAGO, IL
312-521-1000
312-521-1215
Other Info
PT Asset Management LLC, operating as PT ASSET MANAGEMENT, LLC, is a licensed Illinois-based Limited Liability Company. Their team comprises 23 employees, 7 of whom are involved in advisory roles. While the number of clients served is not disclosed, the firm's SEC status was last documented as Approved, dating back to Mar 11, 1994.
PT Asset Management, LLC
PT Asset Management (PTAM) mutual funds specialize in fixed income; specifically non-agency RMBS, municipal bonds and other structured credit investments.
PT Asset Management, LLC
PT Asset Management (PTAM) mutual funds specialize in fixed income; specifically non-agency RMBS, municipal bonds and other structured credit investments.
Direct Owners
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ANTHONY JAMES HARRIS
SENIOR PORTFOLIO MANAGER owns more than 5% but less than 10%
-
BRADLEY DALE BONGA
BOARD MEMBER owns less than 5%
-
DAVID FLOYD WILDING
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER owns less than 5%
-
DAVID ROBERTS HOWLAND
BOARD MEMBER owns less than 5%
-
ERIC PAUL BROWN
BOARD MEMBER owns less than 5%
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GEORGE M PLAISS
SENIOR PORTFOLIO MANAGER owns more than 5% but less than 10%
-
PHILIP MARK NUSSBAUM
BOARD MEMBER owns less than 5%
-
PTAM HOLDINGS, LLC
MEMBER owns 75% or more
-
SEAN MICHAEL-THOMAS DRANFIELD
MANAGING DIRECTOR owns more than 5% but less than 10%
-
STEVEN SPIRO HAYES
DIRECTOR OF FINANCE owns less than 5%
Indirect Owners
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ANTHONY JAMES DEPALO
BOARD MEMBER
-
CHIRAG SHAH
BOARD MEMBER
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DAVID ROBERTS HOWLAND
BOARD MEMBER
-
ERIC PAUL BROWN
BOARD MEMBER
-
JASON ALAN ELDER
BOARD MEMBER
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PHILIP MARK NUSSBAUM
BOARD MEMBER
-
RICHARD SCOTT BERG
BOARD MEMBER
Prime Brokers
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J.P. MORGAN SECURITIES LLC
United States -
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
United States -
SG AMERICAS SECURITIES, LLC
United States
Firms Located Nearby
Top Holdings
- SPDR S&P 500 ETF TR TR UNIT $7,123k
- NUVEEN QUALITY MUNCP INCOME $2,347k
- Invesco Van kampen Municipal Opportunity trust $1,970k
- INVESCO HIGH INCOME TR II $1,964k
- BLACKROCK INVT QUALITY MUN T $324k