QVT Financial LP

QVT Financial LP, a Delaware Limited Partnership, is a professional financial firm with 39 employees including 8 advisory professionals. Although the number of clients served by the firm is unknown, it has been recently approved by the US Securities and Exchange Commission with a registration date of February 21, 2012.

• ARTHUR PAISHIH CHU

  LIMITED PARTNER owns more than 10% but less than 25%

• DANIEL ALLEN GOLD

  CHIEF EXECUTIVE OFFICER; LIMITED PARTNER owns more than 10% but less than 25%

• DANIEL COLLINS

  CHIEF OPERATING OFFICER owns less than 5%

• MARGARET SARAH EISNER

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MICHAEL GAT

  GENERAL COUNSEL owns less than 5%

• NICHOLAS DAVID STUPNICK BRUMM

  LIMITED PARTNER owns more than 10% but less than 25%

• QVT FINANCIAL GP LLC

  GENERAL PARTNER owns less than 5%

• TRACY CHUIN FU

  LIMITED PARTNER owns more than 10% but less than 25%

• DANIEL ALLEN GOLD

  MEMBER owns more than 25% but less than 50%

• BARCLAYS CAPITAL INC.
  United States
• DEUTSCHE BANK SECURITIES INC.
  United States
• FIDELITY CAPITAL MARKETS
  United States
• MERRILL LYNCH PROFESSIONAL CLEARING CORP.
  United States
• MORGAN STANLEY & CO. LLC
  United States

• Cohen & Company Financial Management LLC
• VIEX Capital Advisors LLC
• CAPITAL MANAGEMENT ASSOCIATES INC
• Global Thematic Partners LLC
• Liberty Partners LLC
• AGL Asset Management LP
• KUDU Investment Management LLC
• The Wicks Group of Companies III LLC
• Brightwood Capital Advisors LLC
• Alliance Consumer Growth LLC

• 13F Holdings Comparison: QVT Financial LP Transitions in Q3 and Q4 2022

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• Herbalife Nutrition Ltd $17,835k
• EURONAV NV ANTWERPEN $17,311k
• MAKEMYTRIP LTD USD0.0005 $14,928k
• ALIBABA GROUP HLDG LTD $14,666k