Regent Investment Management LLC
Legal Name: REGENT INVESTMENT MANAGEMENT LLC
Full Contact Details
Regent Investment Management LLC
4350 BROWNSBORO RD, SUITE 120, LOUISVILLE, KY
502-719-1000
502-719-1001
Other Info
Regent Investment Management LLC is legally known as REGENT INVESTMENT MANAGEMENT LLC. It is a KY Limited Liability Company. This firm has 4 employees, of which 3 are employees in advisory roles. The number of clients served by it is unknown. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of May 29, 2012.
Regent Investment Management - Home
Regent Investment Management and its founding firm and principals have supported the capital growth of high net-worth individuals, corporate retirement plans, and foundations since 1990. Our Team is experienced, we provide highly personalized service, and we are local
Direct Owners
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MARTIN NELSON MCCLELLAND
PRESIDENT owns more than 50% but less than 75%
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MARY DENNIS JONES
PORTFOLIO MANAGER owns more than 10% but less than 25%
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STEVEN TODD NAISER
CHIEF COMPLIANCE OFFICER owns more than 10% but less than 25%
Custodians
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CHARLES SCHWAB & CO., INC.
United States -
NATIONAL FINANCIAL SERVICES LLC
United States
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