Regent Investment Management LLC
Legal Name: REGENT INVESTMENT MANAGEMENT LLC
Full Contact Details
Regent Investment Management LLC
4350 BROWNSBORO RD, SUITE 120, LOUISVILLE, KY
502-719-1000
502-719-1001
Other Info
Regent Investment Management LLC, a KY Limited Liability Company, has been approved by the SEC since May 29, 2012. The firm has a team of four employees, three of whom serve in advisory roles, but the number of clients served remains unknown. The legal name of the company is REGENT INVESTMENT MANAGEMENT LLC.
Regent Investment Management - Home
Regent Investment Management and its founding firm and principals have supported the capital growth of high net-worth individuals, corporate retirement plans, and foundations since 1990. Our Team is experienced, we provide highly personalized service, and we are local ��������� our…
Direct Owners
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MARTIN NELSON MCCLELLAND
PRESIDENT owns more than 50% but less than 75%
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MARY DENNIS JONES
PORTFOLIO MANAGER owns more than 10% but less than 25%
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STEVEN TODD NAISER
CHIEF COMPLIANCE OFFICER owns more than 10% but less than 25%
Custodians
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CHARLES SCHWAB & CO., INC.
United States -
NATIONAL FINANCIAL SERVICES LLC
United States
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